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Definitive Proxy Statement | |
Definitive Additional Materials | |
Soliciting Material Pursuant to Rule 14a-12 |
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Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. | ||
(1) | Title of each class of securities to which transaction applies: __________ | |
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Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the form or schedule and the date of its filing. | ||
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· | By Mail. Please complete, date and sign the enclosed proxy card for each fund in which you own shares and mail it in the enclosed, postage-paid envelope. |
· | By Internet. Have your proxy card(s) available. Go to the website listed on the proxy card. Enter your control number from your proxy card. Follow the instructions on the website. |
· | By Telephone. Have your proxy card(s) available. Call the toll-free number listed on the proxy card. Enter your control number from your proxy card. Follow the recorded instructions. |
· | In Person. Any shareholder who attends the meeting in person may vote by ballot at the meeting. |
Sincerely, | |
/s/ Bradley J. Skapyak | |
Bradley J. Skapyak | |
President |
1. | To elect Board members to hold office until their successors are duly elected and qualified. | |
2. | To transact such other business as may properly come before the meeting and any adjournments thereof. |
* | |
By Order of the Boards, | |
/s/ Janette E. Farragher | |
Janette E. Farragher | |
Secretary |
New York, New York |
October 18, 2013 |
WE NEED YOUR PROXY VOTE. A SHAREHOLDER MAY THINK HIS OR HER VOTE IS NOT IMPORTANT, BUT IT IS VITAL. BY LAW, THE MEETING OF SHAREHOLDERS OF A FUND WILL HAVE TO BE ADJOURNED WITHOUT CONDUCTING ANY BUSINESS IF LESS THAN A QUORUM IS REPRESENTED. IN THAT EVENT, THE AFFECTED FUND, AT SHAREHOLDERS' EXPENSE, WOULD CONTINUE TO SOLICIT VOTES IN AN ATTEMPT TO ACHIEVE A QUORUM. CLEARLY, YOUR VOTE COULD BE CRITICAL TO ENABLE THE FUND TO HOLD THE MEETING AS SCHEDULED, SO PLEASE RETURN YOUR PROXY CARD(S) OR OTHERWISE VOTE PROMPTLY. YOU AND ALL OTHER SHAREHOLDERS WILL BENEFIT FROM YOUR COOPERATION. |
IMPORTANT NOTICE REGARDING INTERNET AVAILABILITY OF PROXY MATERIALS |
THIS PROXY STATEMENT AND COPIES OF EACH FUND'S MOST RECENT ANNUAL AND, IF APPLICABLE, SEMI-ANNUAL REPORTS TO SHAREHOLDERS ARE AVAILABLE AT |
* | Gordon J. Davis will be deemed an interested Board member (as defined in the 1940 Act) of DIGF, DLA, WDMMF, DF, DSRGF and DTCF because his law firm provides legal services to such Funds. In addition, Isabel P. Dunst will be deemed an interested Board member (as defined in the 1940 Act) of the Funds because her law firm provides legal services to The Bank of New York Mellon Corporation and its affiliates. |
Name or Nominee Year of Birth Position with Funds (Since) | Principal Occupation During Past 5 Years | Other Public Company Board Memberships During Past 5 Years | |||
Nominees for CSF, ICAF, IPMMF, IRF, DIGF, DIP, DLA, DOF, PSIMBF, SIGF, WDMMF, DF, DSRGF and DTCF (and certain other Funds as indicated) | |||||
Members | |||||
1963 Board Member and Nominee DCM (2010) DGCMF (2010) DMCMP (2010) DNYMCM (2010) DTECMF (2010) DTACM (2010) DTPCM (2010) | Board Member, Illinois Mentoring Partnership, non-profit organization dedicated to increasing the quantity and quality of mentoring services in Illinois (April 2013 – present) Director, Boisi Family Foundation, a private family foundation that supports youth-serving organizations that promote the self sufficiency of youth from disadvantaged circumstances (1995 – 2012) | Board member of | |||
Roslyn M. Watson 1949 Board Member and Nominee DCM (2010) DGCMF (2010) DMCMP (2010) DNYMCM (2010) DTECMF (2010) DTACM (2010) DTPCM (2010) | Principal, Watson Ventures, Inc., a real estate investment company (1993 – present) | Board member of 13 funds (29 if elected at the Meeting) in The Dreyfus Family of Funds (35 portfolios and 60 if elected at the Meeting) | |||
Member | |||||
Isabel P. Dunst 1947 Board Member DCM (1991) DGCMF (1991) DMCMP (1991) DNYMCM (1991) DTECMF (1991) DTACM (1991) DTPCM (1991) | Partner in the law firm of Hogan Lovells LLP | Board member of 7 funds (23 if elected at the Meeting) in The Dreyfus Family of Funds (10 portfolios and 35 if elected at the Meeting) | |||
Nominees for DCM, DGCMF, DMCMP, DNYMCM, DTECMF, DTACM and DTPCM (and certain other Funds as indicated) Independent Board Members | |||||
Whitney I. Gerard 1934 Board Member CSF (2007) ICAF (2003) IPMMF (2003) IRF (2008) DIGF (1993) DIP (2003) DLA (1973) DOF (2003) PSIMBF (1989) SIGF (1989) WDMMF (1989) DF (1973) DSRGF (2003) DTCF (2003) | Partner in the law firm of Chadbourne & Parke LLP | Board member of 16 funds (23 if elected at the Meeting) in The Dreyfus Family of Funds (25 portfolios and 35 if elected at the Meeting) | |||
Nathan Leventhal 1943 Board Member CSF (2013) ICAF (2009) IPMMF (2009) IRF (2009) DIGF (2009) DIP (2009) DLA (2009) DOF (2009) PSIMBF (2009) SIGF (2009) WDMMF (2009) DF (2009) DSRGF (2009) DTCF (2009) | Chairman of the Avery Fisher Artist Program (1997 Commissioner, NYC Planning Commission (2007 | Movado Group, Inc., Director (2003 - present) Board member of | |||
Interested Board Member | |||||
1941 Board Member DIGF (2012) DLA (2012) PSIMBF (2012) SIGF (2012) WDMMF (2012) DF (2012) DSRGF (2012) DTCF (2012) Board Member CSF (2013) ICAF (2012) IPMMF (2012) IRF (2012) DIP (2012) DOF (2012) | Partner in the law firm Partner in | The Phoenix Companies, Inc., a life insurance company, Director (2000 – present) Board member of | |||
Current Board Members for all Funds | |||||
Joseph S. DiMartino 1943 Chairman of the Boards DGCMF (1995) ICAF (2002) IPMMF (1997) DIGF (1995) DIP (1998) DLA (1995) DMCMP (1995) DNYMCM (1995) DOF (2000) | PSIMBF (1995) SIGF (1995) DTECMF (1995) DTACM (1995) DTPCM (1995) WDMMF (1995) DF (1995) DSRGF (1995) DTCF (1995) | Corporate Director and Trustee | CBIZ (formerly, Century Business Services, Inc.), a provider of outsourcing functions for small and medium size companies, Director (1997 – present) The Newark Group, a provider of a national market of paper recovery facilities, paperboard mills and paperboard converting plants, Director (2000 – 2010) Sunair Services Corporation, a provider of certain outdoor-related services to homes and businesses, Director (2005 – 2009) Board member of | ||
1946 Board Member ICAF (2009) IPMMF (2009) IRF (2009) DIGF (2009) DIP DLA (2009) DMCMP (2007) DNYMCM (2007) DOF PSIMBF (2009) SIGF (2009) DTECMF (2007) DTACM (2007) DTPCM (2007) WDMMF (2009) DF (2009) DSRGF (2009) DTCF (2009) | Principal, The Wiley Group, a firm specializing in strategy and business development (2005 – present) | CBIZ (formerly, Century Business Services, Inc.), a | Board member of | ||
Current Board Member for ICAF, IPMMF, IRF, DIGF, DIP, DLA, DOF, PSIMBF, SIGF, WDMMF, DF, DSRGF and DTCF | |||||
George L. Perry 1934 Board Member DIGF (1992) DIP (2003) DLA (1989) DOF (2003) | PSIMBF (1990) SIGF (1990) WDMMF (1990) DF (1989) DSRGF (2003) DTCF (2003) | Economist and Senior Fellow at The Brookings Institution | Board member of 15 funds in The Dreyfus Family of Funds (23 portfolios) |
· | Joseph S. DiMartino – Mr. DiMartino has been the Chairman of the Boards of the funds in The Dreyfus Family of Funds for over 15 years. From 1971 through 1994, Mr. DiMartino served in various roles as an employee of Dreyfus (prior to its acquisition by a predecessor of The Bank of New York Mellon Corporation ("BNY Mellon") in August 1994 and related management changes), including portfolio manager, President, Chief Operating Officer and a director. He ceased being an employee or director of Dreyfus by the end of 1994. From July 1995 to November 1997, Mr. DiMartino served as Chairman of the Board of The Noel Group, a public buyout firm; in that capacity, he helped manage, acquire, take public and liquidate a number of operating companies. From 1986 to 2010, Mr. DiMartino served as a Director of the Muscular Dystrophy Association. |
· | Whitney I. Gerard– Mr. Gerard is a partner in the law firm of Chadbourne & Parke LLP, where his practice focuses on the representation and counseling of international companies and individuals doing business and/or engaged in litigation in the United States. |
· | Nathan Leventhal – Mr. Leventhal was previously a Commissioner of the New York City Planning Commission. |
· | Robin A. Melvin – Ms. Melvin is a Board member of Illinois Mentoring Partnership, a non-profit organization dedicated to increasing the quantity and quality of mentoring services in Illinois. Ms. Melvin served as a Director of the Boisi Family Foundation, a private family foundation that supports organizations serving the needs of youth from disadvantaged circumstances, from 1995 to 2012. In that role she also managed the Boisi Family Office, providing the primary interface with all investment managers, legal advisors and other service providers to the family. She has also served in various roles with MENTOR, a national non-profit youth mentoring advocacy organization, including Executive Director of the New York City affiliate, Vice President of the national affiliate network, Vice President of Development, and, immediately prior to her departure, Senior Vice President in charge of strategy. Prior to that, Ms. Melvin served as an investment banker with Goldman Sachs Group, Inc. |
· | George L. Perry – Dr. Perry is an Economist and Senior Fellow at The Brookings Institution. Dr. Perry was the founder and long time director of the Brookings Panel on Economic Activity and editor of its journal, the Brookings Papers. Dr. Perry is a Director Emeritus of and a consultant to the State Farm Mutual Automobile Association and State Farm Life Insurance Company. Prior to joining the Brookings Institution, Dr. Perry served as the Senior Economist to the President's Council of Economic Advisers and was a professor of economics at the University of Minnesota. |
· | Roslyn M. Watson – Ms. Watson has been a business entrepreneur in commercial and residential real estate for over 15 years. Ms. Watson currently serves as President and Founder of Watson Ventures, Inc. a real estate development investment firm, and her current board memberships include American Express Bank, FSB, The Hyams Foundation, Inc., Pathfinder International and Simmons College. Previously, she held various positions in the public and private sectors, including General Manager for the Massachusetts Port Authority. She has received numerous awards, including the Woman of Achievement award from the Boston Big Sister Association and the Working Woman of the Year Award from Working Woman Magazine. |
· | Benaree Pratt Wiley – Ms. Wiley is a Principal of The Wiley Group, a firm specializing in personnel strategy, talent management and leadership development primarily for global insurance and consulting firms. Prior to that, Ms. Wiley served as the President and Chief Executive Officer of The Partnership, Inc., a talent management organization for multicultural professionals in the greater Boston region. Ms. Wiley currently serves on the board of Blue Cross Blue Shield of Massachusetts and is chair of the advisory board of PepsiCo African-American, and she has served on the boards of several public companies and charitable organizations. |
Interested Board Members | |
· | Gordon J. Davis – Mr. Davis is a partner in the law firm of Venable LLP where his practice focuses on complex real estate, land use development and related environmental matters; state and municipal authorities and financings; and cultural and not-for-profit organizations. Prior to joining the firm in 2012, Mr. Davis served as a partner in the law firm of Dewey & LeBoeuf LLP from 1994 until 2012. Mr. Davis also served as a Commissioner and member of the New York City Planning Commission, and as Commissioner of Parks and Recreation for the City of New York. Mr. Davis was a co-founder of the Central Park Conservancy and the founding Chairman of Jazz at the Lincoln Center for the Performing Arts in New York City. He has also served as President of Lincoln Center. Mr. Davis also served on the board of Dreyfus (prior to its acquisition by a predecessor of BNY Mellon in August 1994 and related management changes). He currently serves as a Director of The Phoenix Companies, Inc., a life insurance company. |
· | Isabel P. Dunst – Ms. Dunst has been practicing law for almost 40 years. Half of her career was spent at the U.S. Department of Health and Human Services, including serving as the Deputy General Counsel of that agency, the senior career legal position. Ms. Dunst has been a partner for approximately 20 years in the Washington based international law firm of Hogan Lovells, which she joined in 1990. |
Name of Fund | Time of Shareholder Meeting |
CitizensSelect Funds - CitizensSelect Prime Money Market Fund ("CSPMMF") - CitizensSelect Treasury Money Market Fund ("CSTMMF") | 10:00 a.m. |
Dreyfus Cash Management | 2:00 p.m. |
Dreyfus Government Cash Management Funds - Dreyfus Government Cash Management ("DGCM") - Dreyfus Government Prime Cash Management ("DGPCM") | 2:00 p.m. |
Dreyfus Institutional Cash Advantage Funds | |
- Dreyfus Institutional Cash Advantage Fund (" | 10:00 a.m. |
Dreyfus Institutional Preferred Money Market Funds | |
- Dreyfus Institutional Preferred Money Market Fund (" | |
- Dreyfus Institutional Preferred Plus Money Market Fund ("DIPPMMF") | 10:00 a.m. |
Dreyfus Institutional Reserves Funds | |
- Dreyfus Institutional Reserves Money Fund ("DIRMF") | |
- Dreyfus Institutional Reserves Treasury Fund ("DIRTF") | |
- Dreyfus Institutional Reserves Treasury Prime Fund ("DIRTPF") | 10:00 a.m. |
Dreyfus Investment Grade Funds, Inc. - Dreyfus Inflation Adjusted Securities Fund ("DIASF") - Dreyfus Intermediate Term Income Fund ("DITIF") - Dreyfus Short Term Income Fund ("DSTIF") | 10:00 a.m. |
Dreyfus Investment Portfolios | |
- Core Value Portfolio ("CVP") | |
- MidCap Stock Portfolio ("MSP") | |
- Small Cap Stock Index Portfolio ("SCSIP") | |
- Technology Growth Portfolio ("TGP") | 10:00 a.m. |
Dreyfus | 10:00 a.m. |
Dreyfus Municipal Cash Management Plus | 2:00 p.m. |
Dreyfus New York Municipal Cash Management | 2:00 p.m. |
Dreyfus Opportunity Funds - Dreyfus Natural Resources Fund ("DNRF") | 10:00 a.m. |
Dreyfus Premier Short-Intermediate Municipal Bond Fund - Dreyfus Short-Intermediate Municipal Bond Fund ("DSIMBF") | 10:00 a.m. |
Dreyfus Short-Intermediate Government Fund | 10:00 a.m. |
Dreyfus Tax Exempt Cash Management Funds - Dreyfus Tax Exempt Cash Management ("DTECM") - Dreyfus California AMT-Free Municipal Cash Management ("DCAMTCM") - Dreyfus New York AMT-Free Municipal Cash Management ("DNYAMTCM") | 2:00 p.m. |
Dreyfus Treasury & Agency Cash Management | 2:00 p.m. |
Dreyfus Treasury Prime Cash Management | 2:00 p.m. |
Dreyfus Worldwide Dollar Money Market Fund, Inc. | 10:00 a.m. |
The Dreyfus Fund Incorporated | 10:00 a.m. |
The Dreyfus Socially Responsible Growth Fund, Inc. | 10:00 a.m. |
The Dreyfus Third Century Fund, Inc. | 10:00 a.m. |
Name of Fund and Number of Shares Outstanding | Name and Address of Shareholder | Amount of Shares Held | Percentage of Shares Held |
DICAF: | |||
DICADF – Administrative Shares 675,369,615.960 | Amalgamated Bank Attn: Stephen Erb 275 7th Avenue New York, NY 10001-6708 | 490,888,561 | 72.6844% |
Hare & Co c/o The Bank of New York Mellon Short Term Investment Funds 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057-1382 | 182,120,104 | 26.9660% | |
DICADF – Institutional Advantage Shares 19,916,010,931.474 | Hare & Co c/o The Bank of New York Mellon Short Term Investment Funds 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057-1382 | 4,614,024,526 | 23.1674% |
Bost. & Co. PO Box 534005 Pittsburgh, PA 15253 | 4,383,419,946 | 22.0095% | |
Banc of America Securities LLC Money Market Funds Omnibus 200 N. College Street 3rd Floor Charlotte, NC 28202-2191 | 1,082,857,566 | 5.4371% | |
J.P. Morgan Clearing Corp. 1 Metrotech Center North Brooklyn, NY 11201-3832 | 1,029,546,902 | 5.1694% | |
DICADF – Investor Advantage Shares 10,232,219.884 | Hare & Co c/o The Bank of New York Mellon Short Term Investment Funds 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057-1382 | 5,046,208 | 49.3168% |
Wells Fargo Bank FBO Various Retirement Plans 1525 West WT Harris Boulevard Charlotte, NC 28288-1076 | 2,399,741 | 23.4528% | |
Mid Atlantic Trust Company FBO 1251 Waterfront Place Suite 525 Pittsburgh, PA 15222-4228 | 1,143,452 | 11.1750% | |
Banc of America Securities LLC Money Market Funds Omnibus 200 N. College Street, 3rd Floor Charlotte, NC 28202-2191 | 952,979 | 9.3135% | |
DICADF – Participant Advantage Shares 183,865,473.900 | Jefferies & Company Inc 34 Exchange Place Plaza III, Suite 705 Jersey City, NJ 07302-3885 | 104,971,473 | 57.0915% |
Hare & Co c/o The Bank of New York Mellon Short Term Investment Funds 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057-1382 | 46,848,504 | 25.4798% | |
Wilmington Trust First National Bank Alaska Profit P.O. Box 52129 Phoenix, AZ 85072-2129 | 14,211,044 | 7.7890% | |
Eden Capital Partners LP 1980 Post Oak Boulevard Suite 2280 Houston, TX 77056-3856 | 13,572,343 | 7.3817% | |
DIPMMF: | |||
DIPRMMF – Prime Shares 8,069,928,838.460 | Board of Regents of the University of Texas System UTS Fund Active Reserve 135 Santilli Hwy Everett MA 02149-1906 | 3,764,900,155 | 46.6534% |
Bost & Co C/O The Bank of New York Mellon Attn: Cash Sweep 3 Mellon Bank Center Pittsburgh, PA 15259-0001 | 1,704,491,559 | 21.1215% | |
Kuwait Investment Authority Ministries Complex Block 3 PO Box 64 Safat, Kuwait 13001 | 1,000,515,549 | 12.3981% | |
Hare & Co C/O The Bank of New York Mellon Short Term Investment Funds 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057-1382 | 489,603,008 | 6.0670% | |
The Bank of New York Mellon Investment Manager 500 Ross Street Suite 850 Pittsburgh, PA 15262-0001 | 426,627,715 | 5.2866% | |
DIPRMMF – Reserve Shares 525,285,374.570 | Comerica Bank Attn: Tricia Rail 201 W. Fort Street 3rd Floor Detroit, MI 48226-3215 | 524,865,942 | 99.9202% |
DIPPMMF 1,366,534,161.620 | Bost & Co C/O The Bank of New York Mellon Attn: Cash Sweep 3 Mellon Center Pittsburgh, PA 15259-0001 | 1,248,346,160 | 91.3513% |
Hare & Co C/O The Bank of New York Mellon Short Term Investment Funds 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057-1382 | 118,188,000 | 8.6487% | |
DIRF: | |||
DIRMF – Agency Shares 22,236,464.880 | Hare & Co C/O Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057-1382 | 22,236,465 | 100.0000% |
DIRMF – Classic Shares 215,915,053.690 | BNY Mellon, N.A. as agent for MLB Advanced Media LP Attn: Richard Valenti 75 9th Avenue New York, NY 10011-7006 | 59,116,704 | 27.3796% |
The Bank of New York Mellon as agent for Plumbers Local Union No. 1 Vacation and Holiday Fund 158-20 George Meany Boulevard Howard Beach, NY 11414 | 19,902,906 | 9.2179% | |
DIRMF – Hamilton Shares 1,469,275,191.190 | Bost & Co Mutual Funds Operations P.O. Box 3198 525 William Penn Place Pittsburgh, PA 15219-1707 | 636,865,991.0000 | 43.3456% |
M&T Trust Company of Delaware Grange Primary Trust Attn: Rita Marie Ritrovato 1220 N Market St Ste 202 Wilmington De 19801-2540 | 400,000,000 | 27.2243% | |
Hare & Co Attn: Stif/Master Note 1 Wall St New York NY 10005-250 | 348,558,407 | 23.7232% | |
DIRMF – Institutional Shares 919,505,133.730 | Hare & Co C/O Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057-1382 | 561,459,788 | 61.0611% |
Bost & Co Mutual Funds Operations P.O. Box 3198 525 William Penn Place Pittsburgh, PA 15219-1707 | 346,405,713 | 37.6731% | |
DIRMF – Premier Shares 470,769,924.781 | Hare & Co C/O Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057-1382 | 286,764,448 | 60.9139 |
BNY OCS Nominees Limited Attn: Stif Team Rue Montoyerstraat 46 B 1000 Brussels, Belgium 017 | 64,085,095 | 13.6128% | |
Mac & Co P.O. Box 534005 Pittsburgh, PA 15253-4005 | 48,878,561 | 10.3827 | |
Bost & Co Mutual Funds Operations P.O. Box 3198 525 William Penn Place Pittsburgh, PA 15219-1707 | 48,872,095 | 10.3813% | |
DIRTF – Agency Shares 3,718,054.430 | Hare & Co C/O Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057-1382 | 3,718,054.4300 | 100.0000% |
DIRTF – Classic Shares 179,848,199.930 | The Bank of New York Mellon as Agent for Lighthouse Properties LLC Attn: Perry Beek 640 5th Avenue 3rd Floor New York, NY 10019-6155 | 24,021,597 | 13.3566% |
The Bank of New York Mellon as Agent for Sol Goldman Investments, LLC 640 5th Avenue 3rd Floor New York, NY 10019-6102 | 21,478,973 | 11.9428% | |
The Bank of New York Mellon as Agent for New York City Municipal Water Finance Authority Accounting Department 7th Floor 75 Park Place Attn: Michele M. Levine New York, NY 10007 | 20,052,826 | 11.1499% | |
Hare & Co C/O Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057-1382 | 17,697,550 | 9.8403% | |
The Bank of NY Mellon as agent for Institute For Advanced Study Einstein Dr Princeton, New Jersey 08540 Attn: Mary J. Mazza, Comptroller | 13,896,968 | 7.7271% | |
The Bank of New York Mellon as Agent for Solil Management LLC 640 5th Avenue 3rd Floor New York, NY 10019-6102 | 11,980,937 | 6.6617% | |
The Bank of New York Mellon as Agent for Plaza Circle Enterprises LLC 640 5th Avenue 3rd Floor New York, NY 10019-6102 | 11,979,877 | 6.6611% | |
DIRTF – Hamilton Shares 135,660,064.620 | Bost & Co Mutual Fund Operations P.O. Box 3198 525 William Penn Place Pittsburgh, PA 15219-1707 | 78,227,657.4100 | 57.6645% |
Suecia Holding Corporation Attn: Scott Gottesman 25 Smith Street, Suite 305 Nanuet, NY 10954-2972 | 21,698,657 | 15.9949% | |
Hare & Co C/O Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057-1382 | 19,851,524 | 14.6333% | |
Bank of New York As Trustee For Archdiocese of New York C/O Wachovia Retirement Services 12 East 49th Street, 33rd Floor New York, NY 10017-1028 | 11,246,339 | 8.2901% | |
DIRTF – Institutional Shares 120,226,617.310 | Bost & Co Mutual Fund Operations P.O. Box 3198 525 William Penn Place Pittsburgh, PA 15219-1707 | 66,607,359 | 55.4015% |
Mac & Co P.O. Box 534005 Pittsburgh, PA 15253-4005 | 44,163,342 | 36.7334% | |
DIRTF – Premier Shares 830,996,050.750 | Hare & Co C/O Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057-1382 | 728,944,764 | 87.7194% |
Mac & Co P.O. Box 534005 Pittsburgh, PA 15253-4005 | 71,822,016 | 8.6429% | |
DIRTPF – Agency Shares 6,250.000 | BNY Mellon Corporation MBC Investments Corporation 100 White Clay Center Drive Suite 102 Newark, DE 19711 | 6,250 | 100.0000% |
DIRTPF – Hamilton Shares 22,321,427.030 | Hare & Co C/O Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway- 2nd Floor East Syracuse, NY 13057-1382 | 16,583,648 | 74.2947% |
Bost & Co Mutual Fund Operations P.O. Box 3198 525 William Penn Place Pittsburgh, PA 15219-1707 | 3,930,596 | 17.6091% | |
David Blank Greenwich, CT | 1,314,222 | 5.8877% | |
DIRTPF – Institutional Shares 424,441,003.050 | Mac & Co P.O. Box 534005 Pittsburgh, PA 15253-4005 | 288,917,523 | 68.0701% |
Hare & Co C/O Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057-1382 | 78,266,731 | 18.4400% | |
Citigroup Global Markets Inc. 333 West 34th Street New York, NY 10001-2402 | 22,689,852 | 5.3458% | |
DIRTPF – Premier Shares 265,393,751.880 | Mac & Co P.O. Box 534005 Pittsburgh, PA 15253-4005 | 192,480,736 | 72.5265% |
Hare & Co C/O Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057-1382 | 72,606,386 | 27.3580% | |
DIP: | |||
CVP – Initial Shares 1,249,079.665 | Transamerica Life Insurance Company Attn: FMG Accounting 4333 Edgewood Road Northeast Cedar Rapids, IA 52499-0001 | 1,140,999 | 91.5535% |
Transamerica Financial Life Insurance Company Attn: FMG Operational Accounting 4333 Edgewood Road Northeast Cedar Rapids, IA 52499-0001 | 105,266 | 8.4465% | |
CVP – Service Shares 989,639.875 | None | N/A | N/A |
MSP – Initial Shares 9,198,047.854 | Zurich American Life Insurance Company Product Valuation One Security Benefit Place Topeka, KS 66636-1000 | 3,874,588 | 42.4182% |
Allmerica Financial Life Insurance and Annuity Company Attn: Separate Accounts Mail Station S310 440 Lincoln Street Worchester, MA 01653-0001 | 1,691,021 | 18.5130% | |
Symetra Life Insurance Company Attn: RS Accounting P.O. Box 3882 Seattle, WA 98124-3882 | 1,407,996 | 15.4145% | |
Transamerica Life Insurance Company 4333 Edgewood Road Northeast Cedar Rapids, IA 52499-0001 | 937,378 | 10.2622% | |
MSP – Service Shares 1,258,007.702 | Transamerica Life Insurance Company 4333 Edgewood Road Northeast Cedar Rapids, IA 52499-0001 | 595,880 | 46.1770% |
Ameritas Life Insurance Corporation Americas Variable Separate Account Attn: Variable Trades 5900 O Street Lincoln, NE 68510-2234 | 339,368 | 26.2990% | |
Zurich American Life Insurance Company Product Valuation One Security Benefit Place Topeka, KS 66636-1000 | 123,980 | 9.6077% | |
Horace Mann Life Insurance Company Separate Account 1 Horace Mann Plaza Springfield, IL 62715-0001 | 64,877 | 5.0276% | |
SCSIP – Service Shares 16,575,778.465 | Nationwide Life Insurance Company C/O IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 | 15,429,321 | 93.0835% |
TGP – Initial Shares 6,291,449 | New York Life Insurance and Annuity Corporation 169 Lackawanna Avenue Parsippany, NJ 07054-1007 | 2,857,291 | 44.7750% |
Annuity Investors Life Insurance Company Attn: Chris Accurso P.O. Box 5423 | 1,176,168 | 18.4311% | |
Transamerica Life Insurance Company 4333 Edgewood Road Northeast Cedar Rapids, IA 52499-0001 | 1,054,774 | 16.5288% | |
Symetra Life Insurance Company Attn: RS Accounting P.O. Box 3882 Seattle, WA 98124-3882 | 465,394 | 7.2929% | |
American Fidelity Separate Account 200 North Classen Boulevard Oklahoma City, OK 73106-6013 | 422,720 | 6.6243% | |
Transamerica Financial Life Insurance Company Separate Account Accounting Department 4333 Edgewood Road Northeast Cedar Rapids, IA 52499-0001 | 344,274 | 5.3949% | |
TGP – Service Shares 11,500,163 | New York Life Insurance and Annuity Corporation 169 Lackawanna Avenue Parsippany, NJ 07054-1007 | 8,180,551 | 72.5746% |
Security Distributors, Incorporated For the Benefit of PGA Navisys C/O Variable Annuity Department One Security Benefit Place Topeka, KS 66636-1000 | 869,033 | 7.7097% | |
American Enterprise Life Insurance Company 1497 AXP Financial Center Minneapolis, MN 55440 | 842,970 | 7.4785% | |
First Security Benefit Life Insurance Company For the Benefit of First Security Benefit Life Unbundled One Security Benefit Place Topeka, KS 66636-1000 | 758,941 | 6.7330% | |
DOF: | |||
DNRF – Class A Shares 667,884.331 | American Enterprise Investment Services 707 2nd Avenue South Minneapolis, MN 55402-2405 | 80,668 | 12.0781% |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 71,003 | 10.6310% | |
Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 70,219 | 10.5137% | |
Merrill Lynch Pierce Fenner & Smith 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 37,875 | 5.6709% | |
UBS WM USA 499 Washington Boulevard Jersey City, NJ 07310-1995 | 35,515 | 5.3177% | |
DNRF – Class C Shares 186,601.493 | Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 27,463 | 14.7179% |
First Clearing, LLC 1075 Wheat First Drive Glen Allen, VA 23060-9243 | 24,838 | 13.3109% | |
American Enterprise Investment Services 707 2nd Avenue South Minneapolis, MN 55402-2405 | 23,983 | 12.8529% | |
Pershing LLC P.O. Box 2052 Jersey City, NJ 07303- | 20,394 | 10.9295% | |
Daniel Mckeown & Louise L. Mckeown La Jolla, CA | 18,008 | 9.6508% | |
Brian K. Murray & Anne J. Murray Mechanicsville, VA | 11,871 | 6.3621% | |
DNRF – Class I Shares 113,792.126 | First Clearing, LLC 1075 Wheat First Drive Glen Allen, VA 23060-9243 | 54,637 | 48.0148% |
Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 16,409 | 14.4201% | |
Morgan Stanley & Co. Harborside Financial Center Plaza 2 3rd Floor Jersey City NJ 07311 | 7,816 | 6.8685% | |
SEI Private Trust Company Attn: Mutual Funds Administrator 1 Freedom Valley Drive Oaks, PA 19456-9989 | 7,613 | 6.6904% | |
Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 6,633 | 5.8295% |
Name of Fund and Number of Shares Outstanding | Name and Address of Shareholder | Amount of Shares Held | Percentage of Shares Held | ||
CSF: | |||||
CSPMMF–Class A 113,076,623.440 | Citizens Bank c/o Investment Management Serv. 870 Westminster Street Providence, RI 02903-4089 | 85,168,917.360 | 75.3197% | ||
National Financial Services LLC For The Exclusive Benefit of Our Customers 200 Liberty Street One World Financial Center New York, NY 10281 | 26,767,714.010 | 23.6722% | |||
CSPMMF–Class B 75,688,750.880 | Citizens Bank c/o Investment Management Serv. 870 Westminster Street Providence, RI 02903-4089 | 29,902,493.840 | 39.5072% | ||
Citizens Investment Services Corp-Sweep PA Citizens Bank Cash Mgmt. Oper. 1 Citizens Drive Mail Stop ROP140 Riverside, RI 02915-3019 | 27,683,956.950 | 36.5761% | |||
National Financial Services LLC For The Exclusive Benefit of Our Customers 200 Liberty Street One World Financial Center New York, NY 10281 | 9,348,377.930 | 12.3511% | |||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 8,022,745.260 | 10.5997% | |||
CSPMMF–Class C 20,235,098.330 | Citizens Bank c/o Investment Management Serv. 870 Westminster Street Providence, RI 02903-4089 | 12,859,493.100 | 63.5504% | ||
National Financial Services LLC For The Exclusive Benefit of Our Customers 200 Liberty Street One World Financial Center New York, NY 10281 | 7,337,271.330 | 36.2601% | |||
CSPMMF–Class D 20,780,878.720 | National Financial Services LLC For The Exclusive Benefit of Our Customers 200 Liberty Street One World Financial Center New York, NY 10281 | 20,780,878.720 | 100.0000% | ||
CSTMMF–Class A 178,695,803.700 | Citizens Bank c/o Investment Management Serv. 870 Westminster Street Providence, RI 02903-4089 | 169,373,310.390 | 94.7830% | ||
CSTMMF–Class B 174,368,026.290 | Citizens Bank c/o Investment Management Serv. 870 Westminster Street Providence, RI 02903-4089 | 152,757,840.730 | 87.6066% | ||
National Financial Services LLC For The Exclusive Benefit of Our Customers 200 Liberty Street One World Financial Center New York, NY 10281 | 12,898,539.950 | 7.3973% | |||
CSTMMF–Class C 8,918,391.330 | Citizens Bank c/o Investment Management Serv. 870 Westminster Street Providence, RI 02903-4089 | 7,647,337.390 | 85.7479% | ||
National Financial Services LLC For The Exclusive Benefit of Our Customers 200 Liberty Street One World Financial Center New York, NY 10281 | 1,271,053.940 | 14.2521% | |||
CSTMMF–Class D 424,324.960 | National Financial Services LLC For The Exclusive Benefit of Our Customers 200 Liberty Street One World Financial Center New York, NY 10281 | 424,324.960 | 100.0000% | ||
DCM–Administrative 1,295,474,871.848 | American Enterprise Investment Services Inc. Brokerage Cashiering 5413 Ameriprise Financial Center Minneapolis, MN 55474-0001 | 758,324,864.640 | 58.5364% | ||
The Bank of New York Mellon One Wall Street, 17th Floor New York, NY 10286-0001 | 182,531,426.350 | 14.0899% | |||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 118,188,215.320 | 9.1232% | |||
Pershing Cash Management Services One Pershing Plaza Harborside III, 6th Floor Jersey City, NJ 07399-0001 | 87,435,680.020 | 6.7493% | |||
DCM–Agency 160,169,547.940 | Mellon Financial Corporation Mellon Client Service Center 500 Ross Street Room 154-0980 Pittsburgh, PA 15262-0001 | 130,794,000.000 | 81.6597% | ||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 23,626,630.560 | 14.7510% | |||
DCM–Institutional 20,735,048,976.840 | Boston Safe Deposit & Trust Mellon Bank P.O. Box 534005 Pittsburgh, PA 15253-4005 | 9,021,302,840.790 | 43.5075% | ||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 2,596,581,770.290 | 12.5227% | |||
DCM–Investor 2,269,876,332.070 | Pershing Cash Management Services One Pershing Plaza Harborside III, 6th Floor Jersey City, NJ 07399-0001 | 1,128,306,722.550 | 49.7079% | ||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 612,709,124.040 | 26.9931% | |||
BNY (OCS) Nominees Limited 1 Canada Square London UK E14 5AL | 208,757,806.820 | 9.1969% | |||
DCM–Participant 785,299,436.690 | ICMA-RC Services LLC Fin Ops 777 North Capitol Street Washington, DC 20002-4239 | 197,705,646.550 | 25.1758% | ||
First Republic Bank Investment Division 111 Pine Street San Francisco, CA 94111-5628 | 134,255,357.810 | 17.0961% | |||
MSCS Financial Services LLC 700 17th Street Third Floor Denver, CO 80202-3502 | 107,406,065.280 | 13.6771% | |||
WTRISC CO IRA Omnibus Acct c/o ICMA Retirement Corporation 777 North Capitol Street NE Washington, DC 20002-4239 | 82,871,785.170 | 10.5529% | |||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 71,991,914.600 | 9.1674% | |||
Pershing Cash Management Services One Pershing Plaza Harborside III, 6th Floor Jersey City, NJ 07399-0001 | 55,324,781.860 | 7.0451% | |||
DGCMF: | |||||
DGCM–Administrative 706,424,467.360 | Pershing Cash Management Services One Pershing Plaza Harborside III, 6th Floor Jersey City, NJ 07399-0001 | 307,531,683.260 | 43.5336% | ||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 180,709,793.320 | 25.5809% | |||
DGCM–Agency 101,197,801.190 | Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 100,842,829.520 | 99.6492% | ||
DGCM–Institutional 11,927,654,267.850 | Boston Safe Deposit & Trust Mellon Bank P.O. Box 534005 Pittsburgh, PA 15253-4005 | 4,892,023,340.150 | 41.0141% | ||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 2,323,439,695.930 | 19.4794% | |||
DGCM–Investor 1,773,052,234.210 | Pershing Cash Management Services One Pershing Plaza Harborside III, 6th Floor Jersey City, NJ 07399-0001 | 1,034,330,594.700 | 58.3362% | ||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 444,070,891.350 | 25.0456% | |||
Morgan Stanley & Co. Harborside Financial Center Plaza 2 3rd Floor Jersey City, NJ 07311 | 108,184,656.800 | 6.1016% | |||
Union Bank Tr. Nominee FBO Cash Management Sweeps P.O. Box 85484 San Diego, CA 92186-5484 | 103,820,026.790 | 5.8554% | |||
DGCM–Participant 207,966,222.740 | Lazard Capital Markets LLC Special Custody Account for the Exclusive Benefit of Customers 30 Rockefeller Plaza, Floor 19 New York, NY 10112-0015 | 79,430,037.330 | 38.1937% | ||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 37,184,101.830 | 17.8799% | |||
BNP Paribas Prime Brokerage, Inc. 787 7th Avenue, 8th Floor New York, NY 10019-6018 | 13,660,197.540 | 6.5685% | |||
DGPCM–Administrative 472,373,298.440 | Pershing Cash Management Services One Pershing Plaza Harborside III, 6th Floor Jersey City, NJ 07399-0001 | 43,922,867.700 | 9.2983% | ||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 26,588,807.440 | 5.6288% | |||
Sunchase Investment LLC 5665 N. Scottsdale Road, Suite 135 Scottsdale, AZ 85250-5912 | 24,356,015.620 | 5.1561% | |||
DGPCM–Agency 13,802,533.740 | Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 13,802,459.300 | 99.9995% | ||
DGPCM–Institutional 3,395,564,694.960 | Boston Safe Deposit & Trust Mellon Bank P.O. Box 534005 Pittsburgh, PA 15253-4005 | 2,042,909,126.860 | 60.1640% | ||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 888,329,624.130 | 26.1615% | |||
BNY (OCS) Nominees Limited 1 Canada Square London UK E14 5AL | 195,815,601.790 | 5.7668% | |||
DGPCM–Investor 505,575,683.860 | Pershing Cash Management Services One Pershing Plaza Harborside III, 6th Floor Jersey City, NJ 07399-0001 | 255,026,336.530 | 50.4428% | ||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 97,754,089.330 | 19.3352% | |||
DGPCM–Participant 229,144,789.310 | Jefferies LLC Money Markets 101 Hudson Street, Floor 11 Jersey City, NJ 07302-3885 | 97,964,601.930 | 42.7523% | ||
First Republic Bank Investment Division 111 Pine Street San Francisco, CA 94111-5628 | 63,093,366.600 | 27.5343% | |||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 37,569,654.740 | 16.3956% | |||
Pershing Cash Management Services One Pershing Plaza Harborside III, 6th Floor Jersey City, NJ 07399-0001 | 23,369,533.440 | 10.1986% | |||
ICAF: | |||||
DICAF–Administrative Advantage 460,448,822.920 | Amalgamated Bank 275 Seventh Avenue New York, NY 10001-6708 | 363,204,972.440 | 78.8806% | ||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 96,561,517.630 | 20.9712% | |||
DICAF–Participant Advantage 53,267,181.520 | Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 21,280,477.960 | 39.9504% | ||
Jefferies LLC FBO The 144A Master Fund LP 101 Hudson Street, Floor 11 Jersey City, NJ 07302-3915 | 19,609,556.250 | 36.8136% | |||
Wilmington Trust RISC TTEE FBO First National Bank Alaska Profit Sharing & 401(k) Plan P.O. Box 52129 Phoenix, AZ 85072-2129 | 12,377,147.310 | 23.2360% | |||
DICAF–Institutional Advantage 24,052,148,522.590 | Mellon Private Wealth Management P.O. Box 534005 Pittsburgh, PA 15253-4005 | 4,820,624,528.170 | 20.0424% | ||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 4,016,079,943.580 | 16.6974% | |||
The Bank of New York Mellon One Wall Street, 17th Floor New York, NY 10286-0001 | 3,871,312,649.150 | 16.0955% | |||
J P Morgan Clearing Corp. (GAMA) One Metrotech Center North Brooklyn, NY 11201 | 1,551,137,364.710 | 6.4491% | |||
Chicago Mercantile Exchange Inc. Customer Segregated Acct 20 S. Wacker Drive Chicago, IL 60606-7431 | 1,250,427,385.910 | 5.1988% | |||
DICAF–Investor Advantage 16,143,958.490 | Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 7,772,309.420 | 48.1438% | ||
Wells Fargo Bank FBO Various Retirement Plans 1525 West Wt Harris Boulevard Charlotte, NC 28288-1076 | 3,202,119.870 | 19.8348% | |||
Merrill Lynch, Pierce, Fenner & Smith Incorporated Money Market Funds Omnibus 200 N College Street, Floor 3 Charlotte, NC 28202-2191 | 1,689,012.380 | 10.4622% | |||
Mid Atlantic Capital Corporation 1251 Waterfront Place Suite 510 Pittsburgh, PA 15222-4228 | 1,637,176.530 | 10.1411% | |||
Mid Atlantic Trust Company FBO Brewer Science Inc. 401k Plan 1251 Waterfront Place Suite 525 Pittsburgh, PA 15222-4228 | 1,243,577.270 | 7.7031% | |||
IPMMF: | |||||
DIPMMF–Prime 7,768,624,282.450 | The Bank of New York Mellon One Wall Street, 17th Floor New York, NY 10286-0001 | 2,963,819,621.090 | 38.1512% | ||
UTIMCO 401 Congress Avenue Suite 2800 Austin, TX 78701-3794 | 2,316,811,617.830 | 29.8227% | |||
Kuwait Investment Authority Acting for the Government of the State of Kuwait Ministries Complex Block 3 P.O. Box 64 Safat, Kuwait 13001 | 1,002,071,594.480 | 12.8990% | |||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 527,645,982.080 | 6.7920% | |||
DIPMMF–Reserve 585,737,460.050 | Comerica Bank 201 W. Fort Street, 3rd Floor MC3089 Detroit, MI 48226 | 585,367,518.360 | 99.9368% | ||
DIPPMMF 1,063,019,147.590 | Bost & Co. c/o Mellon Financial Corp 3 Mellon Center Pittsburgh, PA 15259-0001 | 894,760,146.400 | 84.1716% | ||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 168,259,000.000 | 15.8284% | |||
IRF: | |||||
DIRMF–Institutional 1,073,766,852.860 | The Bank of New York Mellon One Wall Street, 17th Floor New York, NY 10286-0001 | 576,730,349.970 | 53.7109% | ||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 491,999,533.370 | 45.8200% | |||
DIRMF–Hamilton 1,370,908,991.880 | The Bank of New York Mellon One Wall Street, 17th Floor New York, NY 10286-0001 | 571,268,611.440 | 41.6708% | ||
M&T Trust Company of Delaware Grange Primary Trust Mail Code: DE3-C050 1100 N. Market Street, 5th Floor Wilmington, DE 19890-0001 | 400,000,000.000 | 29.1777% | |||
The Bank of New York Mellon One Wall Street, 17th Floor New York, NY 10286-0001 | 350,994,831.920 | 25.6031% | |||
DIRMF–Agency 12,815,431.520 | Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 12,815,431.520 | 100.0000% | ||
DIRMF–Premier 450,920,769.830 | Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 175,656,722.530 | 38.9551% | ||
BNY (OCS) Nominees Limited 1 Canada Square London UK E14 5AL | 174,274,326.290 | 38.6485% | |||
The Bank of New York Mellon One Wall Street, 17th Floor New York, NY 10286-0001 | 54,689,966.390 | 12.1285% | |||
Mac & Co. P.O. Box 534005 Pittsburgh, PA 15253-4005 | 36,296,999.590 | 8.0495% | |||
DIRMF–Classic 173,640,150.290 | BNY Mellon, N.A. As Agent For Sandler Investment Partners 711 5th Avenue, Floor 15 New York, NY 10022-3115 | 22,467,288.080 | 12.9390% | ||
BNY Mellon, N.A. As Agent For Kissinger Associates Inc. 350 Park Avenue, Floor 26 New York, NY 10022-6085 | 19,278,104.720 | 11.1023% | |||
The Bank of NY Mellon As Agent For Plumbers Local Union No 1 Vacation and Holiday Fund 158-20 George Meany Boulevard Howard Beach, NY 11414 | 14,331,419.480 | 8.2535% | |||
The Bank of NY Mellon As Agent For Ttees of Hamilton College 198 College Hill Road Clinton, NY 13323-1295 | 11,936,329.850 | 6.8742% | |||
BNY Mellon, N.A. As Agent For Edgewood Management LLC 535 Madison Avenue, Floor 15 New York, NY 10022-4274 | 9,134,932.190 | 5.2608% | |||
DIRTF–Institutional 104,522,787.140 | Wells Fargo Bank NA FBO AK Steel Corp Veba Uswa Ashland P.O. Box 1533 Minneapolis, MN 55480 | 62,532,525.420 | 59.8267% | ||
Mac & Co. P.O. Box 534005 Pittsburgh, PA 15253-4005 | 29,789,770.540 | 28.5007% | |||
BNY (OCS) Nominees Limited 1 Canada Square London UK E14 5AL | 7,254,192.450 | 6.9403% | |||
DIRTF–Hamilton 136,728,493.960 | The Bank of New York Mellon One Wall Street, 17th Floor New York, NY 10286-0001 | 91,339,132.110 | 66.8033% | ||
Suecia Holding Corporation 25 Smith Street, Suite 305 Nanuet, NY 10954-2972 | 23,098,718.420 | 16.8939% | |||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 13,641,540.200 | 9.9771% | |||
DIRTF–Agency 3,182,665.270 | Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 3,182,665.270 | 100.0000% | ||
DIRTF–Premier 529,832,988.150 | Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 412,886,341.690 | 77.9276% | ||
Mac & Co. P.O. Box 534005 Pittsburgh, PA 15253-4005 | 99,921,182.520 | 18.8590% | |||
DIRTF–Classic 199,209,250.300 | The Bank of NY Mellon As Agent For Institute for Advanced Study Einstein Drive Princeton, NJ 08540 | 56,233,656.020 | 28.2284% | ||
The Bank of NY Mellon As Agent For Sol Goldman Investments, LLC 640 5th Avenue, Floor 3 New York, NY 10019-6102 | 30,852,341.960 | 15.4874% | |||
The Bank of NY Mellon As Agent For United Methodist Development 475 Riverside Drive New York, NY 10115-0110 | 15,097,727.820 | 7.5788% | |||
The Bank of NY Mellon As Agent For Lighthouse Properties LLC 640 5th Avenue, Floor 3 New York, NY 10019-6102 | 13,020,776.030 | 6.5362% | |||
The Bank of NY Mellon As Agent For Third & Fulton Associates 640 5th Avenue, Floor 3 New York, NY 10019-6102 | 11,006,462.780 | 5.5251% | |||
The Bank of NY Mellon As Agent For Solil Management LLC 640 5th Avenue, Floor 3 New York, NY 10019-6155 | 10,628,400.190 | 5.3353% | |||
DIRTPF–Institutional 340,250,998.740 | Mac & Co. P.O. Box 534005 Pittsburgh, PA 15253-4005 | 205,862,365.900 | 60.5031% | ||
SEI Private Trust Company c/o ID 866 Suntrust Bank ETS 1 Freedom Valley Drive Oaks, PA 19456-9989 | 93,623,593.470 | 27.5160% | |||
DIRTPF–Hamilton 5,866,386.510 | Bost & Co. Mutual Funds Ops P.O. Box 3198 525 William Penn Place Pittsburgh, PA 15219-1707 | 3,546,180.430 | 60.4491% | ||
David Blank Greenwich, CT | 1,314,222.390 | 22.4026% | |||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 593,022.890 | 10.1088% | |||
Jerry J. Limoncelli and Alice R. Limoncelli JTWROS Garden City, NY | 404,656.120 | 6.8979% | |||
DIRTPF–Premier 352,950,277.670 | Mac & Co. P.O. Box 534005 Pittsburgh, PA 15253-4005 | 301,145,314.460 | 85.3223% | ||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 50,341,524.160 | 14.2631% | |||
DIGF: | |||||
DIASF–Investor 2,724,260.351 | American Enterprise Investment SVC 2003 Ameriprise Financial Ctr Minneapolis, MN 55474-0020 | 730,124.745 | 26.8008% | ||
Charles Schwab & Co Inc Reinvest Account 101 Montgomery Street # Dept San Francisco, CA 94104-4151 | 519,386.570 | 19.0652% | |||
National Financial Services LLC For Exclusive Benefit of our Customers 499 Washington Boulevard Jersey City, NJ 07310-0000 | 182,954.952 | 6.7158% | |||
DIASF–Class I 22,714,531.894 | SEI Private Trust Mutual Fund Administrator One Freedom Valley Drive Oaks, PA 19456-9989 | 19,459,247.220 | 85.6687% | ||
Brown Brothers Harriman & Co. Cust. For Texas 529 Lone Star Plan TX 529 Inflation Protected Bond Portfolio Fund Operations c/o Oppenheimer 6801 S Tucson Way Centennial, CO 80112-3924 | 1,224,595.858 | 5.3912% | |||
DIASF–Class Y 78.370 | BNY Mellon Corporation MBC Investments Corporation 100 White Clay Center Drive Suite 102 Newark, DE 19711 | 78.370 | 100.0000% | ||
DITIF–Class A 61,406,563.321 | National Financial Services 82 Devonshire Street Boston, MA 02109-3605 | 6,065,911.357 | 9.8783% | ||
Charles Schwab & Company Inc. 211 Main Street San Francisco, CA 94105 | 4,977,623.442 | 8.1060% | |||
Pershing LLC Pershing Division Transfer Dept. P.O. Box 2052 7th Floor Jersey City, NJ 07303-2052 | 4,064,902.406 | 6.6197% | |||
DITIF–Class C 2,450,081.079 | Morgan Stanley & Co. Harborside Financial Center Plaza 2 3rd Floor Jersey City, NJ 07311 | 145,490.313 | 5.9382% | ||
DITIF–Class I 19,168,351.306 | Wells Fargo Bank FBO Various Retirement Plans 1525 West Wt Harris Boulevard Charlotte, NC 28288-1076 | 3,901,171.512 | 20.3521% | ||
National Financial Services LLC For Exclusive Benefit of our Customers 499 Washington Boulevard Jersey City, NJ 07310-0000 | 3,648,612.501 | 19.0346% | |||
Boston Safe Deposit & Trust Co. P.O. Box 3198 Pittsburgh, PA 15230-3198 | 3,335,532.172 | 17.4012% | |||
SEI Private Trust Mutual Fund Administrator One Freedom Valley Drive Oaks, PA 19456-9989 | 1,645,850.573 | 8.5863% | |||
DITIF–Class Y 73.584 | BNY Mellon Corporation MBC Investments Corporation 100 White Clay Center Drive Suite 102 Newark, DE 19711 | 73.584 | 100.0000% | ||
DSTIF–Class D 23,339,752.232 | National Financial Services LLC For Exclusive Benefit of our Customers 499 Washington Blvd Jersey City, NJ 07310-0000 | 2,072,164.601 | 8.8783% | ||
Pershing LLC Pershing Division Transfer Dept. P.O. Box 2052 7th Floor Jersey City, NJ 07303-2052 | 1,918,125.726 | 8.2183% | |||
Charles Schwab & Co Inc. Reinvest Account 101 Montgomery Street # Dept San Francisco, CA 94104-4151 | 1,746,964.025 | 7.4849% | |||
American Enterprise Investment SVC 2003 Ameriprise Financial Ctr Minneapolis, MN 55474-0020 | 1,226,693.030 | 5.2558% | |||
DSTIF–Class P 73,787.371 | First Clearing, LLC 2801 Market Street Saint Louis, MO 63103 | 36,353.861 | 49.2684% | ||
National Financial Services LLC For Exclusive Benefit of our Customers 499 Washington Boulevard Jersey City, NJ 07310-0000 | 17,240.053 | 23.3645% | |||
Crowell, Weedon & Co. DCG&T Ttee One Wilshire Building 624 South Grand Avenue Los Angeles, CA 90017-3362 | 13,276.062 | 17.9923% | |||
DIP: | |||||
CVP–Initial 1,095,889.729 | Transamerica Life Insurance Co. 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 1,005,018.403 | 91.7080% | ||
Transamerica Financial Life Insurance Company 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 90,871.326 | 8.2920% | |||
CVP–Service 818,844.465 | Transamerica Life Insurance Co. 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 739,110.794 | 90.2627% | ||
Transamerica Financial Life Insurance Company 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 61,703.765 | 7.5355% | |||
MSP–Initial 7,818,815.931 | Zurich American Life Ins. Co. 2500 Westfield Drive Elgin, IL 60124-7836 | 3,512,122.275 | 44.9189% | ||
Commonwealth Annuity and Life Insurance 1 SW Security Benefit Pl. Topeka, KS 66636-1000 | 1,293,228.458 | 16.5400% | |||
Symetra Life Insurance Co. P.O. Box 3882 Seattle, WA 98124-3882 | 1,156,999.188 | 14.7976% | |||
Transamerica Life Insurance Co. 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 763,107.107 | 9.7599% | |||
MSP–Service 1,142,404.727 | Transamerica Life Insurance Co. 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 476,233.729 | 41.6870% | ||
Ameritas Life Insurance Corp. Ameritas Variable Separate Account VA-2 5900 O Street Lincoln, NE 68510-2234 | 290,860.429 | 25.4604% | |||
Zurich American Life Ins. Co. Product Valuation One Security Benefit Place Topeka, KS 66636-1000 | 161,426.662 | 14.1304% | |||
Annuity Investors Life Insurance Co. P.O. Box 5423 Cincinnati, OH 45201-5423 | 61,348.033 | 5.3701% | |||
Horace Mann Life Insurance Co. Separate Account 1 Horace Mann Plz Springfield, IL 62715-0001 | 60,649.291 | 5.3089% | |||
SCSIP–Initial 17,581,278.285 | Nationwide Life Insurance Company NWPP c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 | 16,011,705.820 | 91.0725% | ||
Nationwide Life and Annuity Insurance Company NWVL-G c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 | 880,806.442 | 5.0099% | |||
TGP–Initial 5,400,139.898 | Nyliac 169 Lackawanna Ave Parsippany, NJ 07054-1007 | 2,323,239.150 | 43.0218% | ||
Transamerica Life Insurance Co. 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 967,579.089 | 17.9177% | |||
Annuity Investors Life Insurance Co. P.O. Box 5423 Cincinnati, OH 45201-5423 | 953,318.772 | 17.6536% | |||
American Fidelity Assurance Co. Separate Account B 2000 N. Classen Boulevard Oklahoma City, OK 73106-6013 | 443,649.688 | 8.2155% | |||
Symetra Life Insurance Co. P.O. Box 3882 Seattle, WA 98124-3882 | 362,325.382 | 6.7096% | |||
Transamerica Financial Life Insurance Company Separate Account VA-2LNY Accounting Department 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 285,650.832 | 5.2897% | |||
TGP–Service 10,331,522.169 | Nyliac 169 Lackawanna Avenue Parsippany, NJ 07054-1007 | 7,881,872.808 | 76.2896% | ||
Security Distributors Inc. One Security Benefit Place Topeka, KS 66636-1000 | 752,656.050 | 7.2850% | |||
American Enterprise Life Insurance Company 1497 AXP Financial Center Minneapolis, MN 55440 | 593,942.537 | 5.7488% | |||
First Security Benefit Life Ins. Co. FBO FSBL Advance Designs c/o Variable Annuity Dept One Security Benefit Place Topeka, KS 66636-1000 | 532,225.622 | 5.1515% | |||
DLA–Class 1 708,016,977.620 | None | N/A | N/A | ||
DLA–Class 2 157,913,983.050 | Pershing LLC Pershing Division Transfer Dept. P.O. Box 2052 7th Floor Jersey City, NJ 07303-2052 | 103,164,628.860 | 65.3296% | ||
Morgan Stanley & Co. Harborside Financial Center Plaza 2 3rd Floor Jersey City, NJ 07311 | 35,329,585.740 | 22.3727% | |||
DMCMP–Administrative 89,058,876.610 | Pershing Cash Management Services One Pershing Plaza Harborside III, 6th Floor Jersey City, NJ 07399-0001 | 85,214,925.680 | 95.6838% | ||
DMCMP–Agency 1,037.200 | BNY Mellon Corporation MBC Investments Corporation 100 White Clay Center Drive Suite 102 Newark, DE 19711 | 1,036.200 | 99.9036% | ||
DMCMP–Institutional 115,323,336.600 | Bost & Co. Mutual Funds Ops P.O. Box 3198 525 William Penn Place Pittsburgh, PA 15219-1707 | 66,532,419.040 | 57.6921% | ||
The Private Bank & Trust Company 70 W. Madison, Suite 800 Chicago, IL 60602-4282 | 18,348,371.060 | 15.9104% | |||
Stifel Nicolaus & Co. Inc. For The Exclusive Benefit of Customers 500 N. Broadway Saint Louis, MO 63102-2110 | 16,399,136.850 | 14.2201% | |||
UBS WM USA 499 Washington Boulevard Jersey City, NJ 07310-1995 | 10,048,611.860 | 8.7134% | |||
DMCMP–Investor 186,492,079.510 | Pershing Cash Management Services One Pershing Plaza Harborside III, 6th Floor Jersey City, NJ 07399-0001 | 175,302,056.870 | 93.9997% | ||
DMCMP–Participant 16,329,040.260 | First Republic Bank Investment Division 111 Pine Street San Francisco, CA 94111-5628 | 14,284,866.240 | 87.4814% | ||
Pershing Cash Management Services One Pershing Plaza Harborside III, 6th Floor Jersey City, NJ 07399-0001 | 1,280,911.280 | 7.8444% | |||
DNYMCM–Administrative 8,369,502.960 | Pershing Cash Management Services One Pershing Plaza Harborside III, 6th Floor Jersey City, NJ 07399-0001 | 5,836,135.690 | 69.7310% | ||
Stifel Nicolaus & Co. Inc. For The Exclusive Benefit of Customers 500 N. Broadway Saint Louis, MO 63102-2110 | 2,533,366.270 | 30.2690% | |||
DNYMCM–Institutional 118,952,133.170 | Boston Safe Deposit & Trust Mellon Bank P.O. Box 534005 Pittsburgh, PA 15253-4005 | 98,120,938.000 | 82.4877% | ||
J P Morgan Clearing Corp. (GAMA) One Metrotech Center North Brooklyn, NY 11201 | 9,027,588.170 | 7.5893% | |||
UBS WM USA 499 Washington Boulevard Jersey City, NJ 07310-1995 | 7,737,808.550 | 6.5050% | |||
DNYMCM–Investor 336,174,020.370 | Pershing Cash Management Services One Pershing Plaza Harborside III, 6th Floor Jersey City, NJ 07399-0001 | 272,854,195.310 | 81.1646% | ||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 33,015,012.830 | 9.8208% | |||
Baytetra & Co. c/o State Street Corporation Mail Stop CC10313 1200 Crown Colony Drive Quincy, MA 02169-0938 | 26,272,194.470 | 7.8151% | |||
DNYMCM–Participant 3,779,197.920 | First Republic Bank Investment Division 111 Pine Street San Francisco, CA 94111-5628 | 2,999,019.010 | 79.3560% | ||
J.A. Levin Group Inc. 595 Madison Avenue, 17th Floor New York, NY 10022-1907 | 340,342.660 | 9.0057% | |||
Alyne L. Model New York, NY | 223,489.530 | 5.9137% | |||
DOF: | |||||
DNRF–Class A 843,722.900 | American Enterprise Investment SVC 2003 Ameriprise Financial Ctr Minneapolis, MN 55474-0020 | 208,296.967 | 24.6878% | ||
Merrill Lynch, Pierce, Fenner & Smith Incorporated For the Sole Benefit of its Customers 4800 Deer Lake Dr E, Floor 3 Jacksonville, FL 32246-6484 | 89,990.844 | 10.6659% | |||
First Clearing, LLC 2801 Market Street Saint Louis, MO 63103 | 58,203.946 | 6.8985% | |||
UBS WM USA 499 Washington Boulevard Jersey City, NJ 07310-1995 | 57,252.865 | 6.7857% | |||
Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 56,765.685 | 6.7280% | |||
DNRF–Class C 115,360.424 | American Enterprise Investment SVC 2003 Ameriprise Financial Ctr Minneapolis, MN 55474-0020 | 27,716.880 | 24.0263% | ||
Merrill Lynch, Pierce, Fenner & Smith Incorporated For the Sole Benefit of its Customers 4800 Deer Lake Dr E, Floor 3 Jacksonville, FL 32246-6484 | 18,693.622 | 16.2045% | |||
First Clearing, LLC 2801 Market Street Saint Louis, MO 63103 | 17,914.486 | 15.5291% | |||
Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 14,626.463 | 12.6789% | |||
Morgan Stanley & Co. Harborside Financial Center Plaza 2 3rd Floor Jersey City, NJ 07311 | 7,425.411 | 6.4367% | |||
UBS WM USA 499 Washington Boulevard Jersey City, NJ 07310-1995 | 6,218.522 | 5.3905% | |||
National Financial Services LLC For Exclusive Benefit of our Customers 499 Washington Boulevard Jersey City, NJ 07310-0000 | 5,790.589 | 5.0196% | |||
DNRF–Class I 248,505.834 | First Clearing, LLC 2801 Market Street Saint Louis, MO 63103 | 83,534.341 | 33.6146% | ||
Morgan Stanley & Co. Harborside Financial Center Plaza 2 3rd Floor Jersey City, NJ 07311 | 49,875.986 | 20.0703% | |||
Merrill Lynch, Pierce, Fenner & Smith Incorporated For the Sole Benefit of its Customers 4800 Deer Lake Dr E, Floor 3 Jacksonville, FL 32246-6484 | 41,835.782 | 16.8349% | |||
National Financial Services LLC For Exclusive Benefit of our Customers 499 Washington Boulevard Jersey City, NJ 07310-0000 | 40,020.544 | 16.1045% | |||
PSIMBF: | |||||
DSIMBF–Class A 5,310,595.250 | Merrill Lynch, Pierce, Fenner & Smith Incorporated For the Sole Benefit of its Customers 4800 Deer Lake Dr E, Floor 3 Jacksonville, FL 32246-6484 | 1,972,811.633 | 37.1486% | ||
UBS WM USA 499 Washington Boulevard Jersey City, NJ 07310-1995 | 1,170,553.990 | 22.0419% | |||
American Enterprise Investment SVC 2003 Ameriprise Financial Ctr Minneapolis, MN 55474-0020 | 945,014.862 | 17.7949% | |||
First Clearing, LLC 2801 Market Street Saint Louis, MO 63103 | 346,520.019 | 6.5251% | |||
DSIMBF–Class D 32,376,972.597 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 3,039,006.652 | 9.3863% | ||
National Financial Services LLC For Exclusive Benefit of our Customers 499 Washington Boulevard Jersey City, NJ 07310-0000 | 1,886,531.289 | 5.8268% | |||
DSIMBF–Class I 2,051,410.734 | First Clearing, LLC 2801 Market Street Saint Louis, MO 63103 | 682,008.235 | 33.2458% | ||
Merrill Lynch, Pierce, Fenner & Smith Incorporated For the Sole Benefit of its Customers 4800 Deer Lake Dr E, Floor 3 Jacksonville, FL 32246-6484 | 667,489.941 | 32.5381% | |||
National Financial Services LLC For Exclusive Benefit of our Customers 499 Washington Boulevard Jersey City, NJ 07310-0000 | 370,678.027 | 18.0694% | |||
Raymond James Omnibus for Mutual Funds House Acct Firm 880 Carillon Parkway Saint Petersburg, FL 33716-1102 | 112,755.861 | 5.4965% | |||
DSIMBF–Class Y 76.453 | BNY Mellon Corporation MBC Investments Corporation 100 White Clay Center Drive Suite 102 Newark, DE 19711 | 76.453 | 100.0000% | ||
SIGF 10,811,278.433 | Charles Schwab & Co. Inc. Reinvest Account 101 Montgomery Street # Dept San Francisco, CA 94104-4151 | 1,302,390.318 | 12.0466% | ||
National Financial Services LLC For Exclusive Benefit of Our Customers 499 Washington Boulevard Jersey City, NJ 07310-0000 | 629,332.670 | 5.8211% | |||
Pershing LLC Pershing Division Transfer Dept. P.O. Box 2052 7th Floor Jersey City, NJ 07303-2052 | 589,966.936 | 5.4570% | |||
DTECMF: | |||||
DTECM–Administrative 57,009,487.540 | Pershing Cash Management Services One Pershing Plaza Harborside III, 6th Floor Jersey City, NJ 07399-0001 | 37,875,747.080 | 66.4376% | ||
Morgan Stanley & Co. Harborside Financial Center Plaza 2 3rd Floor Jersey City, NJ 07311 | 15,000,072.620 | 26.3115% | |||
DTECM–Institutional 1,622,115,807.100 | Boston Safe Deposit & Trust Co. P.O. Box 3198 Pittsburgh, PA 15230-3198 | 528,319,092.550 | 32.5698% | ||
Stifel Nicolaus & Co. Inc. For The Exclusive Benefit of Customers 500 N. Broadway Saint Louis, MO 63102-2110 | 191,192,191.380 | 11.7866% | |||
Pershing Cash Management Services One Pershing Plaza Harborside III, 6th Floor Jersey City, NJ 07399-0001 | 155,377,037.370 | 9.5787% | |||
Wells Fargo Bank N.A. 733 Marquette Avenue Minneapolis, MN 55402-2309 | 107,530,932.810 | 6.6291% | |||
DTECM–Investor 434,775,582.080 | Pershing Cash Management Services One Pershing Plaza Harborside III, 6th Floor Jersey City, NJ 07399-0001 | 214,055,617.380 | 49.2336% | ||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 159,206,210.440 | 36.6180% | |||
Bost & Co. P.O. Box 534005 Pittsburgh, PA 15253-4005 | 25,276,106.640 | 5.8136% | |||
DTECM–Participant 20,515,614.490 | Laba & Co. 135 S. Lasalle St Chicago, IL 60603-4177 | 9,884,035.220 | 48.1781% | ||
Saturn & Co. c/o Investors Bank & Trust Company 1200 Crown Colony Drive Quincy, MA 02169-0938 | 8,983,181.760 | 43.7870% | |||
DCAMTCM–Administrative 2,319,933.750 | Pershing Cash Management Services One Pershing Plaza Harborside III, 6th Floor Jersey City, NJ 07399-0001 | 2,319,933.750 | 100.0000% | ||
DCAMTCM–Institutional 190,745,522.920 | Capinco c/o US Bank P.O. Box 1787 Milwaukee, WI 53201-1787 | 97,657,116.180 | 51.1976% | ||
Stifel Nicolaus & Co. Inc. For The Exclusive Benefit of Customers 500 N. Broadway Saint Louis, MO 63102-2110 | 32,572,721.220 | 17.0765% | |||
UBS WM USA 499 Washington Boulevard Jersey City, NJ 07310-1995 | 21,714,406.480 | 11.3840% | |||
Wells Fargo Bank N.A. 733 Marquette Avenue Minneapolis, MN 55402-2309 | 14,795,306.260 | 7.7566% | |||
Trust Management Network LLC For Benefits of Client Banks 4849 Greenville Avenue, Suite 1450 Dallas, TX 75206-4165 | 9,946,926.680 | 5.2148% | |||
DCAMTCM–Investor 197,465,058.320 | Stifel Nicolaus & Co. Inc. For The Exclusive Benefit of Customers 500 N. Broadway Saint Louis, MO 63102-2110 | 172,293,621.230 | 87.2527% | ||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 20,122,886.250 | 10.1906% | |||
DCAMTCM–Participant 38,521,035.620 | First Republic Bank Investment Division 111 Pine Street San Francisco, CA 94111-5628 | 38,440,182.010 | 99.7901% | ||
DNYAMTCM–Administrative 4,635,402.130 | Pershing LLC For The Exclusive Benefit of its Customers One Pershing Plaza Jersey City, NJ 07399-0001 | 4,635,402.130 | 100.0000% | ||
DNYAMTCM–Classic 8,751,504.060 | The Bank of NY Mellon As Agent For 4TS II LLC c/o The Durst Organization 1 Bryant Park, Floor 49 New York, NY 10036-6739 | 8,703,291.240 | 99.4491% | ||
DNYAMTCM–Institutional 74,400,132.210 | Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 40,360,661.190 | 54.2481% | ||
UBS WM USA 499 Washington Boulevard Jersey City, NJ 07310-1995 | 13,098,965.950 | 17.6061% | |||
Mac & Co. P.O. Box 534005 Pittsburgh, PA 15253-4005 | 7,508,498.870 | 10.0921% | |||
Marcus Adler Gloves New York, NY | 3,964,309.600 | 5.3284% | |||
DNYAMTCM–Investor 34,303,493.240 | Mac & Co. P.O. Box 534005 Pittsburgh, PA 15253-4005 | 28,736,708.640 | 83.7720% | ||
Pershing LLC One Pershing Plaza Jersey City, NJ 07399-0001 | 3,061,535.330 | 8.9249% | |||
DTACM–Administrative 599,404,444.160 | Pershing Cash Management Services One Pershing Plaza Harborside III, 6th Floor Jersey City, NJ 07399-0001 | 155,465,150.230 | 25.9366% | ||
The Bank of New York Mellon One Wall Street, 17th Floor New York, NY 10286-0001 | 120,659,057.440 | 20.1298% | |||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 62,370,578.900 | 10.4054% | |||
DTACM–Agency 25,711,784.780 | Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 25,711,784.780 | 100.0000% | ||
DTACM–Institutional 14,715,904,510.940 | The Bank of New York Mellon One Wall Street, 17th Floor New York, NY 10286-0001 | 5,712,452,498.310 | 38.8182% | ||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 2,590,501,246.400 | 17.6034% | |||
State Street Bank & Trust FBO Cash Sweep Clients MF 1776 Heritage Drive Quincy, MA 02171-2119 | 1,815,062,230.430 | 12.3340% | |||
DTACM–Investor 2,347,774,983.360 | Mellon Financial Corporation Mellon Client Service Center 500 Ross Street Pittsburgh, PA 15262-0001 | 679,437,000.000 | 28.9396% | ||
Pershing Cash Management Services One Pershing Plaza Harborside III, 6th Floor Jersey City, NJ 07399-0001 | 642,700,496.920 | 27.3749% | |||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 533,105,356.270 | 22.7068% | |||
Peoples United Bank P.O. Box 820 Burlington, VT 05402-0820 | 122,884,029.790 | 5.2341% | |||
Bank of Hawaii P.O. Box 1930 Honolulu, HI 96805-1930 | 121,460,873.190 | 5.1734% | |||
DTACM–Participant 571,437,345.020 | Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 277,830,224.880 | 48.6195% | ||
Jefferies LLC Money Markets 101 Hudson Street, Floor 11 Jersey City, NJ 07302-3885 | 152,811,490.760 | 26.7416% | |||
Lazard Capital Markets LLC Special Custody Account for the Exclusive Benefit of Customers 30 Rockefeller Plaza, Floor 19 New York, NY 10112-0015 | 62,568,622.090 | 10.9493% | |||
DTACM–Premier 21,717,090.330 | BNY (OCS) Nominees Limited 1 Canada Square London UK E14 5AL | 13,211,075.990 | 60.8326% | ||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 8,506,014.340 | 39.1674% | |||
DTACM–Select 5,306,599.780 | Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 4,015,319.590 | 75.6665% | ||
Band & Co. c/o US Bank 1555 North Rivercenter Drive Suite 302 Milwaukee, WI 53212-3958 | 1,291,280.190 | 24.3335% | |||
DTACM–Service 12,728,454.880 | Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 11,861,534.280 | 93.1891% | ||
Reliance Trust Co II 1100 Abernathy Road Atlanta, GA 30328-5620 | 706,861.650 | 5.5534% | |||
DTPCM–Administrative 548,272,035.190 | Pershing Cash Management Services One Pershing Plaza Harborside III, 6th Floor Jersey City, NJ 07399-0001 | 405,272,792.700 | 73.9182% | ||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 70,687,016.770 | 12.8927% | |||
First Republic Bank Investment Division 111 Pine Street San Francisco, CA 94111-5628 | 39,626,222.040 | 7.2275% | |||
DTPCM–Agency 35,295,968.560 | Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 15,278,868.910 | 43.2879% | ||
CTCNA As Agent For Dow Chemical/Rohm & Haas Newport Office Center VII 480 Washington Boulevard, Floor 29 Jersey City, NJ 07310-2053 | 4,590,511.140 | 13.0058% | |||
Cadence Bank 2800 Post Oak Boulevard, Suite 3800 Houston, TX 77056-6170 | 2,114,825.010 | 5.9917% | |||
Myles R. Itkin & Frances R. Itkin JTWROS New York, NY | 1,858,059.590 | 5.2642% | |||
DTPCM–Institutional 28,484,534,387.735 | Boston Safe Deposit & Trust Mellon Bank P.O. Box 534005 Pittsburgh, PA 15253-4005 | 11,103,950,124.410 | 38.9824% | ||
BNY (OCS) Nominees Limited 1 Canada Square London UK E14 5AL | 7,968,539,385.080 | 27.9750% | |||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 3,738,217,295.790 | 13.1237% | |||
DTPCM–Investor 3,717,101,480.460 | Pershing Cash Management Services One Pershing Plaza Harborside III, 6th Floor Jersey City, NJ 07399-0001 | 1,305,199,156.530 | 35.1134% | ||
Hare & Co. c/o Bank of New York Short Term Investment Funds 111 Sanders Creek Parkway, 2nd Fl East Syracuse, NY 13057-1382 | 393,348,091.700 | 10.5821% | |||
DTPCM–Participant 2,926,408,183.420 | First Republic Bank Investment Division 111 Pine Street San Francisco, CA 94111-5628 | 497,075,332.190 | 16.9859% | ||
Typhoonbass and Co. c/o State Street Bank 1200 Crown Colony Drive Quincy, MA 02169-0938 | 469,584,973.280 | 16.0465% | |||
Saturn & Co. c/o Investors Bank & Trust Company 1200 Crown Colony Drive Quincy, MA 02169-0938 | 367,385,884.180 | 12.5542% | |||
Stifel Nicolaus & Co. Inc. For The Exclusive Benefit of Customers 500 N. Broadway Saint Louis, MO 63102-2110 | 299,702,703.930 | 10.2413% | |||
WDMMF 256,497,768.390 | None | N/A | N/A | ||
DF 118,831,391.147 | The Vanguard Fiduciary Trust Co. P.O. Box 2600 Valley Forge, PA 19482-2600 | 20,248,973.404 | 17.0401% | ||
DSRGF–Initial 6,106,036.967 | Nationwide Corporation Portfolio Acct Vids Group P.O. Box 182029 Columbus, OH 43218-2029 | 2,997,578.350 | 49.0920% | ||
CMFG Group Variable Annuity Account Product Valuation 5801 SW Sixth Avenue Topeka, KS 66636-0001 | 867,940.442 | 14.2145% | |||
American Fidelity Assurance Co. Separate Account "C" 2000 N. Classen Boulevard Oklahoma City, OK 73106-6013 | 681,105.409 | 11.1546% | |||
Transamerica Occidental Life Ins. 1150 South Olive Street Los Angeles, CA 90015-2211 | 319,893.051 | 5.2390% | |||
DSRGF–Service 199,119.648 | Transamerica Life Insurance Co. 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 56,021.329 | 28.1345% | ||
Annuity Investors Life Insurance Co. P.O. Box 5423 Cincinnati, OH 45201-5423 | 34,064.429 | 17.1075% | |||
Modern Woodmen Product Valuation 5801 SW Sixth Avenue Topeka, KS 66636-1001 | 25,852.751 | 12.9835% | |||
Farm Bureau Life Insurance Co. 5400 University Avenue West Des Moines, IA 50266-5950 | 24,401.994 | 12.2549% | |||
Travelers Insurance Co. P.O. Box 990027 Hartford, CT 06199-0027 | 16,616.183 | 8.3448% | |||
Farmer New World Life Ins. Co. Variable Universal Life 3003 77th Avenue SE Mercer Island, WA 98040-2890 | 13,317.561 | 6.6882% | |||
DTCF–Class A 1,407,123.925 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 181,841.964 | 12.9230% | ||
National Financial Services LLC For Exclusive Benefit of Our Customers 499 Washington Boulevard Jersey City, NJ 07310-0000 | 110,714.301 | 7.8681% | |||
First Clearing, LLC 2801 Market Street Saint Louis, MO 63103 | 86,276.211 | 6.1314% | |||
Hartford Life Insurance Company Separate Account DC III P.O. Box 2999 Hartford, CT 06104-2999 | 79,081.901 | 5.6201% | |||
Morgan Stanley & Co. Harborside Financial Center Plaza 2 3rd Floor Jersey City, NJ 07311 | 72,101.529 | 5.1240% | |||
DTCF–Class C 395,560.536 | Merrill Lynch, Pierce, Fenner & Smith Incorporated For the Sole Benefit of its Customers 4800 Deer Lake Dr E, Floor 3 Jacksonville, FL 32246-6484 | 141,770.404 | 35.8404% | ||
Morgan Stanley & Co. Harborside Financial Center Plaza 2 3rd Floor Jersey City, NJ 07311 | 108,153.308 | 27.3418% | |||
First Clearing, LLC 2801 Market Street Saint Louis, MO 63103 | 21,433.257 | 5.4185% | |||
DTCF–Class I 433,888.828 | SEI Private Trust Company c/o Mellon One Freedom Valley Drive Oaks, PA 19456-9989 | 169,073.410 | 38.9670% | ||
Merrill Lynch, Pierce, Fenner & Smith Incorporated For the Sole Benefit of its Customers 4800 Deer Lake Dr E, Floor 3 Jacksonville, FL 32246-6484 | 89,626.407 | 20.6565% | |||
Morgan Stanley & Co. Harborside Financial Center Plaza 2 3rd Floor Jersey City, NJ 07311 | 70,165.610 | 16.1713% | |||
First Clearing, LLC 2801 Market Street Saint Louis, MO 63103 | 37,417.073 | 8.6237% | |||
DTCF–Class Z 19,469,402.029 | None | N/A | N/A |
Name of Board Member or Nominee | Dollar Range of Shares Held in Fund | |||
CSF | ||||
Joseph S. DiMartino | None | None | None | None |
None | None | None | None | |
None | None | None | None | |
Whitney I. Gerard | None | None | None | None |
Nathan Leventhal | None | None | None | None |
Robin A. Melvin | None | None | None | None |
George L. Perry | None | None | None | None |
Roslyn M. Watson | None | None | None | None |
Benaree Pratt Wiley | None | None | None | None |
Name of Board Member or Nominee | Dollar Range of Shares Held in Fund | |||
IPMMF | IRF | DIGF | DIP | |
Joseph S. DiMartino | None | |||
None | None | |||
Gordon J. Davis | None | None | ||
Isabel P. Dunst | None | None | None | |
Whitney I. Gerard | None | None | ||
Nathan Leventhal | None | None | None | |
Robin A. Melvin | None | None | None | None |
George L. Perry | None | None | None | None |
Roslyn M. Watson | None | $1,001-$10,000 | None | None |
Benaree Pratt Wiley | None | None | None | None |
Name of Board Member or Nominee | Dollar Range of Shares Held in Fund | |||
DLA | DMCMP | DNYMCM | DOF | |
Joseph S. DiMartino | None | None | None | None |
Gordon J. Davis | None | None | None | None |
Isabel P. Dunst | None | None | None | None |
Whitney I. Gerard | $50,001-$100,000 | None | None | None |
Nathan Leventhal | None | None | None | None |
Robin A. Melvin | None | None | None | None |
George L. Perry | None | None | None | None |
Roslyn M. Watson | None | None | None | None |
Benaree Pratt Wiley | None | None | None | None |
Name of Board Member or Nominee | Dollar Range of Shares Held in Fund | |||
PSIMBF | SIGF | DTECMF | DTACM | |
Joseph S. DiMartino | None | None | None | None |
Gordon J. Davis | None | None | None | None |
Isabel P. Dunst | None | None | None | None |
Whitney I. Gerard | None | None | None | None |
Nathan Leventhal | None | None | None | None |
Robin A. Melvin | None | None | None | None |
George L. Perry | None | None | None | None |
Roslyn M. Watson | None | None | None | None |
Benaree Pratt Wiley | None | None | None | None |
Name of Board Member or Nominee | Dollar Range of Shares Held in Fund | |||
DTPCM | WDMMF | DF | DSRGF | |
Joseph S. DiMartino | None | None | None | None |
Gordon J. Davis | None | None | None | None |
Isabel P. Dunst | None | None | None | Nonev |
Whitney I. Gerard | None | $1,001-$10,000 | $1,001-$10,000 | None |
Nathan Leventhal | None | None | $1,001-$10,000 | None |
Robin A. Melvin | None | None | None | None |
George L. Perry | None | None | Over $100,000 | None |
Roslyn M. Watson | None | None | None | None |
Benaree Pratt Wiley | None | None | None | None |
Name of Board Member or Nominee | Dollar Range of Shares Held in Fund | Dollar Range of Aggregate Holding of Funds in The Dreyfus Family of Funds | |
DTCF | |||
Joseph S. DiMartino | None | Over $100,000 | |
Gordon J. Davis | None | $50,001-$100,000 | |
Isabel P. Dunst | None | None | |
Whitney I. Gerard | None | Over $100,000 | |
Nathan Leventhal | None | Over $100,000 | |
Robin A. Melvin | None | Over $100,000 | |
George L. Perry | None | Over $100,000 | |
Roslyn M. Watson | None | $50,001-$100,000 | |
Benaree Pratt Wiley | None | $50,001-$100,000 |
Name of Fund | Number of Board Meetings | Number of Audit Committee Meetings | Number of Nominating Committee Meetings | Number of Compensation Committee Meetings | Number of Pricing Committee Meetings | Number of Board Meetings | Number of Audit Committee Meetings | Number of Nominating Committee Meetings | Number of Compensation Committee Meetings | Number of Litigation Committee Meetings | Number of Pricing/Valuation Committee Meetings | |||||
DICAF | 5 | 4 | 2 | 1 | 0 | |||||||||||
DIPMMF | 5 | 4 | 2 | 1 | 0 | |||||||||||
DIRF | 5 | 4 | 1 | 1 | 0 | |||||||||||
CSF | 5 | 4 | 1 | 0 | 0 | 0 | ||||||||||
DCM | 6 | 3 | 0 | 0 | 0 | 0 | ||||||||||
DGCMF | 6 | 3 | 0 | 0 | 0 | 0 | ||||||||||
ICAF | 5 | 4 | 1 | 0 | 0 | 0 | ||||||||||
IPMMF | 5 | 4 | 1 | 0 | 0 | 0 | ||||||||||
IRF | 5 | 4 | 1 | 0 | 0 | 0 | ||||||||||
DIGF | 5 | 4 | 1 | 0 | 0 | 0 | ||||||||||
DIP | 5 | 4 | 1 | 1 | 0 | 5 | 4 | 1 | 0 | 0 | 0 | |||||
DLA | 5 | 4 | 1 | 0 | 0 | 0 | ||||||||||
DMCMP | 5 | 3 | 0 | 0 | 0 | 0 | ||||||||||
DNYMCM | 5 | 3 | 0 | 0 | 0 | 0 | ||||||||||
DOF | 5 | 4 | 1 | 0 | 0 | 5 | 4 | 1 | 0 | 0 | 1 | |||||
PSIMBF | 5 | 4 | 1 | 0 | 0 | 0 | ||||||||||
SIGF | 5 | 4 | 1 | 0 | 0 | 0 | ||||||||||
DTECMF | 5 | 3 | 0 | 0 | 0 | 0 | ||||||||||
DTACM | 6 | 3 | 0 | 0 | 0 | 0 | ||||||||||
DTPCM | 6 | 3 | 0 | 0 | 0 | 0 | ||||||||||
WDMMF | 5 | 4 | 1 | 0 | 0 | 0 | ||||||||||
DF | 5 | 4 | 1 | 0 | 0 | 0 | ||||||||||
DSRGF | 5 | 4 | 1 | 0 | 0 | 0 | ||||||||||
DTCF | 5 | 4 | 1 | 0 | 0 | 0 |
Name of Board Member | Aggregate Compensation From Each | Total Compensation From the Funds and Fund | ||||||
Clifford L. Alexander, Jr.*** | $351,250 (45) | |||||||
CSF | $23,250 | |||||||
ICAF | $79,298 | |||||||
IPMMF | $34,393 | |||||||
IRF | $18,251 | |||||||
DIGF | $5,817 | |||||||
DIP | $2,458 | |||||||
DLA | $10,703 | |||||||
DOF | $91 | |||||||
PSIMBF | $2,060 | |||||||
SIGF | $558 | |||||||
WDMMF | $1,230 | |||||||
DF | $3,759 | |||||||
DSRGF | $841 | |||||||
DTCF | $801 | |||||||
David W. Burke*** | $258,375 (81) | |||||||
DCM | $8,889 | |||||||
DGCMF | $8,656 | |||||||
ICAF | $34,622 | |||||||
IPMMF | $15,320 | |||||||
IRF | $10,191 | |||||||
DIGF | $4,248 | |||||||
DIP | $1,374 | |||||||
DLA | $6,795 | |||||||
DMCMP | $283 | |||||||
DNYMCM | $188 | |||||||
DOF | $65 | |||||||
PSIMBF | $934 | |||||||
SIGF | $317 | |||||||
DTECMF | $1,083 | |||||||
DTACM | $6,864 | |||||||
DTPCM | $8,903 | |||||||
WDMMF | $816 | |||||||
DF | $1,989 | |||||||
DSRGF | $449 | |||||||
DTCF | $661 | |||||||
Gordon J. Davis | $209,167 (65) | |||||||
CSF | $0 | |||||||
ICAF | $45,764 | |||||||
IPMMF | $19,630 | |||||||
IRF | $4,781 | |||||||
DIGF | $0 | |||||||
DIP | $701 | |||||||
DLA | $1,084 | |||||||
DOF | $4 | |||||||
PSIMBF | $1,196 | |||||||
SIGF | $131 | |||||||
WDMMF | $237 | |||||||
DF | $1,152 | |||||||
DSRGF | $309 | |||||||
DTCF | $0 | |||||||
Joseph S. DiMartino | $ | 1,088,750 (163) | ||||||
CSF | $ | 29,063 | ||||||
DCM | $ | 17,479 | ||||||
$16,338 | ||||||||
ICAF | $99,122 | |||||||
IPMMF | $42,993 | |||||||
IRF | $22,812 | |||||||
DIGF | $7,273 | |||||||
DIP | $2,877 | |||||||
DLA | $ | |||||||
DMCMP | $526 | |||||||
DNYMCM | $343 | |||||||
DOF | $115 | |||||||
PSIMBF | $ | |||||||
SIGF | $697 | |||||||
DTECMF | $2,019 | |||||||
DTACM | $10,963 | |||||||
DTPCM | $17,859 | |||||||
WDMMF | $1,540 | |||||||
DF | $4,698 | |||||||
DSRGF | $1,049 | |||||||
DTCF | $997 | |||||||
Isabel P. Dunst | $ | 56,000 (10) | ||||||
DCM | $ | 13,979 | ||||||
DGCMF | $ | 12,718 | ||||||
DMCMP | $ | 420 | ||||||
DNYMCM | $ | 274 | ||||||
DTECMF | $ | 1,615 | ||||||
DTACM | $10,326 | |||||||
DTPCM | $ | |||||||
14,286 | ||||||||
Whitney I. Gerard | $ | |||||||
CSF | $ | 23,250 | ||||||
ICAF | $ | 79,298 | ||||||
$34,393 | ||||||||
IRF | $18,251 | |||||||
DIGF | $5,817 | |||||||
DIP | $2,458 | |||||||
DLA | $ | 10,703 | ||||||
DOF | $91 | |||||||
PSIMBF | $ | |||||||
SIGF | $558 | |||||||
WDMMF | $1,230 | |||||||
DF | $3,519 | |||||||
DSRGF | $841 | |||||||
DTCF | $801 | |||||||
Lyle E. Gramley*** | $ | 11,000 (10) | ||||||
$2,945 | ||||||||
DGCMF | $ | 2,506 | ||||||
$84 | ||||||||
DNYMCM | $ | 53 | ||||||
$318 | ||||||||
DTACM | $2,216 | |||||||
DTPCM | $3,062 | |||||||
Arthur A. Hartman*** | $55,000 (25) | |||||||
ICAF | $23,915 | |||||||
IPMMF | $10,995 | |||||||
IRF | $6,014 | |||||||
DIGF | $1,955 | |||||||
DIP | $813 | |||||||
DLA | $3,760 | |||||||
DOF | $32 | |||||||
PSIMBF | $670 | |||||||
SIGF | $189 | |||||||
WDMMF | $425 | |||||||
DF | $1,266 | |||||||
DSRGF | $284 | |||||||
DTCF | $291 | |||||||
Nathan Leventhal | $ | |||||||
CSF | $ | 0 | ||||||
ICAF | $ | 79,245 | ||||||
$34,393 | ||||||||
IRF | $18,206 | |||||||
DIGF | $5,817 | |||||||
DIP | $2,458 | |||||||
DLA | $ | 10,663 | ||||||
DOF | $91 | |||||||
PSIMBF | $ | |||||||
SIGF | $558 | |||||||
WDMMF | $1,227 | |||||||
DF | $3,751 | |||||||
DSRGF | $841 | |||||||
DTCF | $801 | |||||||
Robin A. Melvin | $ | 209,258 (103) | ||||||
DCM | $ | 13,979 | ||||||
DGCMF | $ | 12,718 | ||||||
DMCMP | $ | 420 | ||||||
DNYMCM | $ | 274 | ||||||
$1,615 | ||||||||
DTACM | $10,326 | |||||||
DTPCM | $14,286 | |||||||
George L. Perry | $167,500 (25) | |||||||
ICAF | $79,245 | |||||||
IPMMF | $33,814 | |||||||
IRF | $18,022 | |||||||
DIGF | $5,817 | |||||||
DIP | $2,458 | |||||||
DLA | $10,650 | |||||||
DOF | $91 | |||||||
PSIMBF | $2,060 | |||||||
SIGF | $558 | |||||||
WDMMF | $1,212 | |||||||
DF | $3,759 | |||||||
DSRGF | $841 | |||||||
DTCF | $801 | |||||||
Roslyn M. Watson | $186,500 (41) | |||||||
DCM | $13,979 | |||||||
DGCMF | $12,718 | |||||||
DMCMP | $420 | |||||||
DNYMCM | $274 | |||||||
DTECMF | $1,615 | |||||||
DTACM | $10,326 | |||||||
DTPCM | $14,286 | |||||||
Benaree Pratt Wiley | $355,623 (66) | |||||||
CSF | $ | |||||||
$13,979 | ||||||||
DGCMF | $ | |||||||
ICAF | $79,245 | |||||||
IPMMF | $31,292 | |||||||
IRF | $17,617 | |||||||
DIGF | $5,817 | |||||||
DIP | $2,261 | |||||||
DLA | $10,417 | |||||||
DMCMP | $420 | |||||||
DNYMCM | $274 | |||||||
DOF | $91 | |||||||
PSIMBF | $1,874 | |||||||
SIGF | $514 | |||||||
DTECMF | $1,615 | |||||||
DTACM | $10,326 | |||||||
DTPCM | $14,286 | |||||||
WDMMF | $1,230 | |||||||
DF | $3,436 | |||||||
DSRGF | $771 | |||||||
DTCF | $801 | |||||||
$ | ||||||||
DCM | $13,979 | |||||||
DGCMF | $ | 12,718 | ||||||
DMCMP | $ | 420 | ||||||
$274 | ||||||||
DTECMF | $1,615 | |||||||
DTACM | $10,326 | |||||||
DTPCM | $14,286 |
* | Amount does not include the cost of office space, secretarial services and health benefits for the Chairman and expenses reimbursed to Board members for attending Board meetings. |
** | Represents the number of separate portfolios comprising the investment companies in the Fund Complex, including the Funds, for which the Board member served in 2012. |
*** | Emeritus Board member. |
Name of Fund | Fiscal Year Ended | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | Aggregate Non-Audit Fees Paid by the Fund and Service Affiliates* | Fiscal Year Ended | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | Aggregate Non-Audit Fees* | ||||||||||
DICAF | 4/30/10 | $41,840 | $10,764 | $6,227 | 0 | $27,572,994 | ||||||||||||||||
CSF | 2012 | $61,714 | $24,000 | $5,865 | $275 | $0 | ||||||||||||||||
4/30/11 | $60,624 | $12,000 | $22,148 | $10,377 | $22,309,173 | 2013 | $63,188 | $12,000 | $6,586 | $0 | $200,000 | |||||||||||
DIPMMF | 3/31/10 | $51,360 | $10,764 | $7,209 | 0 | $26,201,339 | ||||||||||||||||
DCM | 2012 | $30,857 | $6,000 | $3,508 | $10,160 | $0 | ||||||||||||||||
3/31/11 | $60,624 | $12,000 | $13,227 | $3,119 | $60,419,333 | 2013 | $31,594 | $6,000 | $3,778 | $312 | $200,000 | |||||||||||
DIRF | 12/31/10 | $82,008 | $16,146 | $15,989 | $4,202 | $39,552,052 | ||||||||||||||||
DGCMF | 2012 | $61,714 | $12,000 | $7,017 | $7,870 | $0 | ||||||||||||||||
2013 | $63,188 | $12,000 | $7,555 | $7,555 | $200,000 | |||||||||||||||||
ICAF | 2012 | $30,857 | $12,000 | $2,933 | $13,037 | $0 | ||||||||||||||||
2013 | $31,594 | $6,000 | $3,293 | $0 | $200,000 | |||||||||||||||||
IPMMF | 2012 | $61,714 | $12,000 | $5,850 | $4,304 | $0 | ||||||||||||||||
2013 | $63,188 | $12,000 | $7,127 | $12 | $200,000 | |||||||||||||||||
IRF | 2011 | $90,936 | $36,000 | $10,525 | $2,579 | $0 | ||||||||||||||||
2012 | $92,571 | $18,000 | $10,002 | $102 | $200,000 | |||||||||||||||||
DIGF | 2011 | $107,460 | $18,000 | $10,902 | $510 | $0 | ||||||||||||||||
12/31/11 | $84,408 | $90,936 | $10,525 | $2,579 | $20,226,638 | 2012 | $111,222 | $18,000 | $8,903 | $2,768 | $3,213 | |||||||||||
DIP | 12/31/10 | $92,892 | $35,071 | $12,710 | $179 | $39,552,052 | 2011 | $122,048 | $62,774 | $14,033 | $208 | $0 | ||||||||||
12/31/11 | $122,048 | $62,774 | $14,033 | $208 | $20,226,638 | 2012 | $123,428 | $36,431 | $13,336 | $12 | $200,000 | |||||||||||
DLA | 2011 | $30,312 | $12,000 | $3,508 | $1,383 | $0 | ||||||||||||||||
2012 | $30,857 | $6,000 | $3,334 | $4,238 | $200,000 | |||||||||||||||||
DMCMP | 2012 | $30,857 | $6,000 | $3,508 | $287 | $0 | ||||||||||||||||
2013 | $31,594 | $6,000 | $3,778 | $8 | $200,000 | |||||||||||||||||
DNYMCM | 2012 | $30,857 | $6,000 | $3,508 | $240 | $0 | ||||||||||||||||
2013 | $31,594 | $6,000 | $3,778 | $21 | $200,000 | |||||||||||||||||
DOF | 9/30/10 | $23,800 | $5,382 | $3,186 | $667 | $29,311,662 | 2011 | $30,312 | $6,000 | $2,731 | $11 | $0 | ||||||||||
9/30/11 | $30,312 | $6,000 | $2,731 | $11 | $16,565,389 | 2012 | $30,857 | $12,000 | $3,331 | $89 | $200,000 | |||||||||||
PSIMBF | 2012 | $31,401 | $6,000 | $2,403 | $15 | $0 | ||||||||||||||||
2013 | $32,149 | $6,000 | $3,563 | $339 | $200,000 | |||||||||||||||||
SIGF | 2011 | $35,820 | $6,000 | $2,460 | $55 | $0 | ||||||||||||||||
2012 | $37,074 | $12,000 | $4,382 | $351 | $200,000 | |||||||||||||||||
DTECMF | 2012 | $92,571 | $18,000 | $9,656 | $1,106 | $0 | ||||||||||||||||
2013 | $94,782 | $18,000 | $11,333 | $45 | $200,000 | |||||||||||||||||
DTACM | 2012 | $30,857 | $6,000 | $3,508 | $4,243 | $0 | ||||||||||||||||
2013 | $31,594 | $6,000 | $3,778 | $201 | $200,000 | |||||||||||||||||
DTPCM | 2012 | $30,857 | $6,000 | $3,508 | $6,416 | $0 | ||||||||||||||||
2013 | $31,594 | $6,000 | $3,778 | $2,052 | $200,000 | |||||||||||||||||
WDMMF | 2011 | $30,212 | $6,000 | $2,742 | $135 | $0 | ||||||||||||||||
2012 | $30,857 | $6,000 | $3,538 | $2,267 | $200,000 | |||||||||||||||||
DF | 2011 | $30,312 | $30,264 | $3,508 | $356 | $0 | ||||||||||||||||
2012 | $30,857 | $23,570 | $3,334 | $2,980 | $200,000 | |||||||||||||||||
DSRGF | 2011 | $30,312 | $15,693 | $3,508 | $78 | $0 | ||||||||||||||||
2012 | $30,857 | $9,508 | $3,334 | $9 | $200,000 | |||||||||||||||||
DTCF | 2012 | $30,857 | $12,000 | $3,455 | $939 | $0 | ||||||||||||||||
2013 | $31,594 | $6,000 | $3,040 | $0 | $200,000 |
*For Service Affiliates (i.e., Dreyfus and any entity controlling, controlled by or under common control with Dreyfus that provides ongoing services to the Fund), none of such fees required pre-approval by the Audit Committee. |
Name Position with the Funds (Since) | Principal Occupation During Past 5 Years | |
Bradley J. Skapyak President (2010) | Chief Operating Officer and a director of Dreyfus since June | |
J. Charles Cardona Executive Vice President (2002) | ||
James Windels Treasurer (2001) | Director – Mutual Fund Accounting of Dreyfus, and an officer of | |
John Pak (1968) Chief Legal Officer (2013) | Chief Legal Officer of Dreyfus and Associate General Counsel and Managing Director of BNY Mellon since August 2012. From March 2005 to July 2012, Mr. Pak was Managing Director of Deutsche Bank, Deputy Global Head of Deutsche Asset Management Legal and Regional Head of Deutsche Asset Management Americas Legal. He is an officer of 69 investment companies (comprised of 165 portfolios) managed by Dreyfus. | |
Janette E. Farragher Vice President | Assistant General Counsel of BNY Mellon, and an officer of | |
Kiesha Astwood Vice President and Assistant Secretary (2010) | Counsel of BNY Mellon, and an officer of | |
James Bitetto Vice President and Assistant Secretary (2005) | ||
Senior Counsel of BNY Mellon, and an officer of | ||
Vice President and Assistant Secretary (2005) | Senior Counsel of BNY Mellon, and an officer of | |
Vice President and Assistant Secretary | ||
John B. Hammalian Vice President and Assistant Secretary (2005) | Senior Managing Counsel of BNY Mellon, and an officer of | |
Robert M. Mullery Vice President and Assistant Secretary (2005) | Managing Counsel of BNY Mellon, and an officer of | |
Jeff S. Prusnofsky Vice President and Assistant Secretary (2005) | Senior Managing Counsel of BNY Mellon, and an officer of | |
Richard S. Cassaro Assistant Treasurer (2008) | Senior Accounting Manager – Money Market and Municipal Bond Funds of Dreyfus, and an officer of | |
Gavin C. Reilly Assistant Treasurer (2005) | Tax Manager of the Investment Accounting and Support Department of Dreyfus, and an officer of | |
Robert S. Robol Assistant Treasurer (2005) | Senior Accounting Manager – Fixed Income Funds of Dreyfus, and an officer of | |
Robert Salviolo Assistant Treasurer (2007) | Senior Accounting Manager – Equity Funds of Dreyfus, and an officer of | |
Robert Svagna Assistant Treasurer (2002) | Senior Accounting Manager – Equity Funds of Dreyfus, and an officer of | |
Matthew D. Connolly Anti-Money Laundering Compliance Officer (2012) | Anti-Money Laundering Compliance Officer of the Distributor since October 2011; from March 2010 to September 2011, Global Head, KYC Reviews and Director, UBS Investment Bank; until March 2010, AML Compliance Officer and Senior Vice President, Citi Global Wealth Management. He is an officer of | |
Joseph W. Connolly Chief Compliance Officer (2004) | Chief Compliance Officer of Dreyfus and The Dreyfus Family of Funds |
1 | With respect to IRF, each officer has held his or her respective position with the Fund since 2008, except for Bradley Skapyak and Matthew Connolly and Mmes. Farragher and Astwood, whose dates are as shown above. |
2 | Mr. Cardona is an officer with respect to CSF, DCM, DGCMF, ICAF, IPMMF, IRF, DMCMP, DNYMCM, DTECMF, DTACM and DTPCM only. |
3 | With respect to ICAF, Mr. Windels has held the position with the Fund since 2002. |
4 | Mr. Robol has held this position since 2002 with respect to DLA and DF, 2003 with respect to DICAF and WDMMF, and 2005 with respect to DTCF, DOF, SIGF, DF, DIGF IPMMF and PSIMBF. |
5 | Mr. Svagna has held this position since 2002 with respect to DOF, PSIMBF, DTCF and DF, and 2005 with respect to WDMMF, IPMMF, DIGF, DLA and SIGF. |
Name of Board Member, Nominee or Officer | Fund | Amount of Beneficial Ownership | |
Joseph W. Connolly | DLA-Class 1 | 92,131.280 | |
Janette E. Farragher | WDMMF | 13,666.970 | |
Whitney I. Gerard | DF | 801.357 | |
Whitney I. Gerard | DLA-Class 1 | 197,077.950 | |
Whitney I. Gerard | WDMMF | 5,459.450 | |
George L. Perry | DF | 10,404.794 | |
James Windels | DF | 3.000 | |
James Windels | WDMMF | 2,668.400 | |
· | the character and integrity of the person; |
· | whether or not the person is qualified under applicable laws and regulations to serve as a Director of the Fund; |
· | whether or not the person has any relationships that might impair his or her service on the Board; |
· | whether nomination of the person would be consistent with Fund policy and applicable laws and regulations regarding the number and percentage of Independent Directors on the Board; |
· | whether or not the person serves on boards of, or is otherwise affiliated with, competing financial service organizations or their related fund complexes; |
· | whether or not the person is willing to serve and is willing and able to commit the time necessary for the performance of the duties and responsibilities of a Director of the Fund; and |
· | the educational background; business, professional training or practice (e.g., medicine, accounting or law), public service or academic positions; experience from service as a board member (including the Board) or as an executive of investment funds, public companies or significant private or not-for-profit entities or other organizations; and/or other life experiences. |
Important Notice Regarding the Availability of Proxy Materials for the Special Meetings of Shareholders to be held on December 6, 2013: The Notice of Special Meetings of Shareholders, the Proxy Statement and copies of each Fund's most recent annual and, if applicable, semi-annual reports to shareholders are available at www.dreyfus.com/proxyinfo. |
1) | Read the Proxy Statement and have the proxy card below at hand. |
2) | Go to website www.proxyvote.com. |
3) | Follow the instructions provided on the website. |
1) | Read the Proxy Statement and have the proxy card below at hand. |
2) | Call 1-877-907-7646. |
3) | Follow the instructions. |
1) | Read the Proxy Statement. |
2) | Check the appropriate boxes on the proxy card below. |
3) | Sign and date the proxy card. |
4) | Return the proxy card in the postage-paid envelope provided. |
For all Nominees | Withhold Authority /_/ | Withhold Authority /_/ | |
only for those Nominee(s) | for all Nominees | ||
whose name(s) I have written | |||
below | |||
Nominees for Election are: Isabel P. Dunst, Robin A. Melvin and Roslyn M. Watson. |
__________________________________________________________________ |
Important Notice Regarding the Availability of Proxy Materials for the Special Meetings of Shareholders The Notice of Special Meetings of Shareholders, the Proxy Statement and www.dreyfus.com/proxyinfo. |
1) | Read the Proxy Statement and have the proxy card below at hand. |
2) | Go to website www.proxyvote.com. |
3) | Follow the instructions provided on the website. |
1) | Read the Proxy Statement and have the proxy card below at hand. |
2) | Call 1-877-907-7646. |
3) | Follow the instructions. |
1) | Read the Proxy Statement. |
2) | Check the appropriate boxes on the proxy card below. |
3) | Sign and date the proxy card. |
4) | Return the proxy card in the postage-paid envelope provided. |
1. Election of Board Members: |
For all Nominees /_/ | Withhold Authority /_/ | Withhold Authority /_/ |
only for those Nominee(s) | for all Nominees | |
whose name(s) I have written | ||
below | ||
Nominees for Election are: Gordon J. Davis, Isabel P. Dunst, Robin A. Melvin and Roslyn M. Watson. |
__________________________________________________________________ |
2. In their discretion, to vote on such other matters as may properly come before the meeting and any adjournments thereof. |
Important Notice Regarding the Availability of Proxy Materials for the Special Meetings of Shareholders to be held on December 6, 2013: The Notice of Special Meetings of Shareholders, the Proxy Statement and copies of each Fund's most recent annual and, if applicable, semi-annual reports to shareholders are available at www.dreyfus.com/proxyinfo. |
1) | Read the Proxy Statement and have the proxy card below at hand. |
2) | Go to website www.proxyvote.com. |
3) | Follow the instructions provided on the website. |
1) | Read the Proxy Statement and have the proxy card below at hand. |
2) | Call 1-877-907-7646. |
3) | Follow the instructions. |
1) | Read the Proxy Statement. |
2) | Check the appropriate boxes on the proxy card below. |
3) | Sign and date the proxy card. |
4) | Return the proxy card in the postage-paid envelope provided. |
1. Election of Board Members: |
For all Nominees /_/ | Withhold Authority /_/ | Withhold Authority /_/ |
only for those Nominee(s) | for all Nominees | |
whose name(s) I have written | ||
below | ||
Nominees for Election are: Gordon J. Davis, Isabel P. Dunst, Robin A. Melvin and Roslyn M. Watson. |
__________________________________________________________________ |
2. In their discretion, to vote on such other matters as may properly come before the meeting and any adjournments thereof. |
_______ | _________ | ||
Signature (PLEASE SIGN WITHIN BOX | |||
Date | |||
Signature (Joint Owners) | |||
Date |